| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Bulldog Investors, LLP | 1,472,141 | 10,423,000 | 48.02% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 411,366 | 2,912,000 | 13.42% | ||
| 3 | ADVISOR GROUP, INC. | 302,711 | 2,143,000 | 9.87% | ||
| 4 | Advisors Asset Management, Inc. | 201,994 | 1,438,000 | 6.63% | ||
| 5 | Saba Capital Management, L.P. | 180,157 | 1,283,000 | 5.91% | ||
| 6 | ROBINSON CAPITAL MANAGEMENT, LLC | 146,182 | 1,035,000 | 4.77% | ||
| 7 | ICON ADVISERS INC/CO | 92,339 | 654,000 | 3.01% | ||
| 8 | CLOUGH CAPITAL PARTNERS L P | 41,500 | 294,000 | 1.35% | ||
| 9 | Sandy Spring Bank | 28,950 | 205,000 | 0.94% | ||
| 10 | SEGALL BRYANT & HAMILL, LLC | 24,936 | 177,000 | 0.82% | ||
| 11 | MORGAN STANLEY | 23,150 | 164,000 | 0.76% | ||
| 12 | Thomas J. Herzfeld Advisors, Inc. | 22,075 | 156,000 | 0.72% | ||
| 13 | REGIONS FINANCIAL CORP | 20,551 | 146,000 | 0.67% | ||
| 14 | FIFTH THIRD BANCORP | 16,825 | 119,000 | 0.55% | ||
| 15 | Private Advisor Group, LLC | 15,245 | 108,000 | 0.50% | ||
| 16 | CITIGROUP INC | 13,751 | 98,000 | 0.45% | ||
| 17 | Karpus Management, Inc. | 10,000 | 71,000 | 0.33% | ||
| 18 | WELLS FARGO & COMPANY/MN | 10,020 | 71,000 | 0.33% | ||
| 19 | Creative Planning | 7,900 | 56,000 | 0.26% | ||
| 20 | PNC FINANCIAL SERVICES GROUP, INC. | 6,327 | 45,000 | 0.21% | ||
| 21 | MSI Financial Services Inc | 5,178 | 37,000 | 0.17% | ||
| 22 | UBS Group AG | 4,810 | 34,000 | 0.16% | ||
| 23 | TRUST CO OF VERMONT | 3,000 | 21,000 | 0.10% | ||
| 24 | IFP ADVISORS, INC | 965 | 7,000 | 0.03% | ||
| 25 | ROYAL BANK OF CANADA | 774 | 5,000 | 0.02% | ||
| 26 | BANK OF AMERICA CORP /DE/ | 300 | 2,000 | 0.01% | ||
| 27 | WOLVERINE TRADING LP /BD | 66 | 468 | 0.00% | ||
| 28 | Tower Research Capital LLC (TRC) | 70 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
