| 1 |
GUGGENHEIM CAPITAL LLC |
143,867 |
1,290,000 |
33.08% |
|
|
| 2 |
Advisors Asset Management, Inc. |
119,601 |
1,073,000 |
27.51% |
|
|
| 3 |
Invesco Ltd. |
38,232 |
343,000 |
8.79% |
|
|
| 4 |
REGIONS FINANCIAL CORP |
20,551 |
184,000 |
4.72% |
|
|
| 5 |
SEGALL BRYANT & HAMILL, LLC |
17,410 |
156,000 |
4.00% |
|
|
| 6 |
LPL Financial LLC |
13,477 |
121,000 |
3.10% |
|
|
| 7 |
Commonwealth Equity Services, Inc |
13,088 |
117,000 |
3.00% |
|
|
| 8 |
UBS AG |
11,197 |
101,000 |
2.59% |
|
|
| 9 |
FIFTH THIRD BANCORP |
9,550 |
86,000 |
2.21% |
|
|
| 10 |
MORGAN STANLEY |
8,553 |
77,000 |
1.97% |
|
|
| 11 |
BANK OF MONTREAL /CAN/ |
8,000 |
72,000 |
1.85% |
|
|
| 12 |
Creative Planning |
7,900 |
71,000 |
1.82% |
|
|
| 13 |
MSI Financial Services Inc |
6,399 |
57,000 |
1.46% |
|
|
| 14 |
AMERICAN INTERNATIONAL GROUP, INC. |
5,726 |
51,403 |
1.32% |
|
|
| 15 |
TRUST CO OF VERMONT |
3,000 |
27,000 |
0.69% |
|
|
| 16 |
US BANCORP \DE\ |
2,850 |
26,000 |
0.67% |
|
|
| 17 |
B. Riley Wealth Advisors, Inc. |
2,407 |
21,610 |
0.55% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,702 |
15,000 |
0.38% |
|
|
| 19 |
ROYAL BANK OF CANADA |
774 |
7,000 |
0.18% |
|
|
| 20 |
Tower Research Capital LLC (TRC) |
210 |
2,000 |
0.05% |
|
|
| 21 |
Ground Swell Capital, LLC |
200 |
2,000 |
0.05% |
|
|
| 22 |
WELLS FARGO & COMPANY/MN |
15 |
0 |
0.00% |
|
|
