| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KAYNE ANDERSON CAPITAL ADVISORS LP | 1,714,640 | 8,796,000 | 30.00% | ||
| 2 | UBS Group AG | 1,606,550 | 8,242,000 | 28.11% | ||
| 3 | LUCAS CAPITAL MANAGEMENT | 472,743 | 2,425,000 | 8.27% | ||
| 4 | Alden Global Capital Ltd | 420,200 | 2,156,000 | 7.35% | ||
| 5 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 207,001 | 1,062,000 | 3.62% | ||
| 6 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 149,600 | 767,000 | 2.62% | Put | |
| 7 | CLOUGH CAPITAL PARTNERS L P | 95,800 | 491,000 | 1.67% | ||
| 8 | Aviance Capital Partners, LLC | 83,860 | 430,000 | 1.47% | ||
| 9 | First Eagle Investment Management, LLC | 80,000 | 410,000 | 1.40% | ||
| 10 | CREDIT SUISSE AG/ | 67,007 | 344,000 | 1.17% | ||
| 11 | MORGAN STANLEY | 63,860 | 328,000 | 1.12% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 62,880 | 322,000 | 1.10% | ||
| 13 | A.R.T. Advisors, LLC | 57,858 | 296,000 | 1.01% | ||
| 14 | ROYAL BANK OF CANADA | 52,503 | 269,000 | 0.92% | ||
| 15 | Virtu KCG Holdings LLC | 46,660 | 239,000 | 0.82% | ||
| 16 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 46,200 | 237,000 | 0.81% | Call | |
| 17 | WELLS FARGO & COMPANY/MN | 45,925 | 236,000 | 0.80% | ||
| 18 | MILLENNIUM MANAGEMENT LLC | 44,500 | 228,000 | 0.78% | ||
| 19 | MCGLINN CAPITAL MANAGEMENT INC | 43,500 | 223,000 | 0.76% | ||
| 20 | PEAK6 Group LLC | 38,991 | 200,000 | 0.68% | ||
| 21 | PEAK6 Group LLC | 38,500 | 198,000 | 0.68% | Put | |
| 22 | DEUTSCHE BANK AG\ | 38,224 | 196,000 | 0.67% | ||
| 23 | GUGGENHEIM CAPITAL LLC | 30,987 | 159,000 | 0.54% | ||
| 24 | GSA CAPITAL PARTNERS LLP | 28,173 | 145,000 | 0.49% | ||
| 25 | Sterling Capital Management LLC | 27,207 | 140,000 | 0.48% | ||
| 26 | Parallax Volatility Advisers, L.P. | 23,174 | 119,000 | 0.41% | ||
| 27 | Robert W. Baird & Co. Inc | 22,498 | 115,000 | 0.39% | ||
| 28 | CSS LLC/IL | 17,600 | 90,000 | 0.31% | Call | |
| 29 | GOLDMAN SACHS GROUP INC | 14,752 | 76,000 | 0.26% | ||
| 30 | BURNHAM ASSET MANAGEMENT CORP /NY/ | 12,200 | 63,000 | 0.21% | ||
| 31 | BARCLAYS PLC | 11,614 | 58,000 | 0.20% | ||
| 32 | CUE ADVISORY SERVICES, INC. | 11,000 | 56,000 | 0.19% | ||
| 33 | MUFG Securities EMEA plc | 10,000 | 51,000 | 0.17% | ||
| 34 | GROUP ONE TRADING LLC | 8,653 | 44,000 | 0.15% | ||
| 35 | CITADEL ADVISORS LLC | 4,031 | 21,000 | 0.07% | ||
| 36 | UBS Group AG | 4,100 | 21,000 | 0.07% | Put | |
| 37 | Parallax Volatility Advisers, L.P. | 3,000 | 15,000 | 0.05% | Call | |
| 38 | B. Riley Wealth Advisors, Inc. | 2,060 | 11,000 | 0.04% | ||
| 39 | US BANCORP \DE\ | 2,100 | 11,000 | 0.04% | ||
| 40 | AMERICAN INTERNATIONAL GROUP, INC. | 1,900 | 9,747 | 0.03% | ||
| 41 | MACROVIEW INVESTMENT MANAGEMENT LLC | 700 | 5,000 | 0.02% | ||
| 42 | U S GLOBAL INVESTORS INC | 900 | 5,000 | 0.02% | ||
| 43 | Parallax Volatility Advisers, L.P. | 1,000 | 5,000 | 0.02% | Put | |
| 44 | PNC FINANCIAL SERVICES GROUP, INC. | 850 | 4,000 | 0.01% | ||
| 45 | FIFTH THIRD BANCORP | 678 | 3,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
