| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,218,983 | 2,560,000 | 43.08% | ||
| 2 | Freestone Capital Holdings, LLC | 913,546 | 1,919,000 | 32.29% | ||
| 3 | RR Advisors, LLC | 226,000 | 474,000 | 7.98% | ||
| 4 | CLOUGH CAPITAL PARTNERS L P | 95,800 | 201,000 | 3.38% | ||
| 5 | MORGAN STANLEY | 85,591 | 180,000 | 3.03% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 31,418 | 66,000 | 1.11% | ||
| 7 | LUCAS CAPITAL MANAGEMENT | 28,213 | 59,000 | 0.99% | ||
| 8 | Virtu KCG Holdings LLC | 27,732 | 58,000 | 0.98% | ||
| 9 | Spot Trading L.L.C | 23,500 | 49,000 | 0.82% | Call | |
| 10 | Sterling Capital Management LLC | 19,800 | 42,000 | 0.71% | ||
| 11 | CITADEL ADVISORS LLC | 16,168 | 34,000 | 0.57% | ||
| 12 | CUTLER GROUP LLC / CA | 136,900 | 34,000 | 0.57% | Call | |
| 13 | DEUTSCHE BANK AG\ | 16,301 | 34,000 | 0.57% | ||
| 14 | BB&T SECURITIES, LLC | 16,617 | 34,000 | 0.57% | ||
| 15 | WELLS FARGO & COMPANY/MN | 15,476 | 32,000 | 0.54% | ||
| 16 | JPMORGAN CHASE & CO | 13,037 | 27,000 | 0.45% | ||
| 17 | ROYAL BANK OF CANADA | 13,037 | 27,000 | 0.45% | ||
| 18 | WOLVERINE TRADING LP /BD | 116 | 25,056 | 0.42% | Put | |
| 19 | OPPENHEIMER & CO INC | 11,295 | 24,000 | 0.40% | ||
| 20 | WOLVERINE TRADING LP /BD | 87 | 18,792 | 0.32% | Call | |
| 21 | BlackRock Investment Management, LLC | 5,000 | 11,000 | 0.19% | ||
| 22 | WOLVERINE TRADING LP /BD | 4,864 | 10,506 | 0.18% | ||
| 23 | Creative Planning | 3,000 | 6,000 | 0.10% | ||
| 24 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 2,056 | 4,000 | 0.07% | ||
| 25 | ADVISOR GROUP, INC. | 2,250 | 4,000 | 0.07% | ||
| 26 | IFP ADVISORS, INC | 1,200 | 3,000 | 0.05% | ||
| 27 | WHITTIER TRUST CO | 1,000 | 2,000 | 0.03% | ||
| 28 | PNC FINANCIAL SERVICES GROUP, INC. | 850 | 2,000 | 0.03% | ||
| 29 | FIFTH THIRD BANCORP | 400 | 1,000 | 0.02% | ||
| 30 | Winch Advisory Services, LLC | 443 | 1,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
