| 1 |
UBS Group AG |
1,375,977 |
5,532,000 |
39.05% |
|
|
| 2 |
LUCAS CAPITAL MANAGEMENT |
483,264 |
1,943,000 |
13.72% |
|
|
| 3 |
DEUTSCHE BANK AG\ |
444,209 |
1,784,000 |
12.59% |
|
|
| 4 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
189,500 |
762,000 |
5.38% |
Put |
|
| 5 |
Freestone Capital Holdings, LLC |
131,966 |
531,000 |
3.75% |
|
|
| 6 |
First Eagle Investment Management, LLC |
110,000 |
442,000 |
3.12% |
|
|
| 7 |
BANK OF AMERICA CORP /DE/ |
108,139 |
435,000 |
3.07% |
|
|
| 8 |
GSA CAPITAL PARTNERS LLP |
108,000 |
434,000 |
3.06% |
|
|
| 9 |
CLOUGH CAPITAL PARTNERS L P |
95,800 |
385,000 |
2.72% |
|
|
| 10 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
73,194 |
294,000 |
2.08% |
|
|
| 11 |
MORGAN STANLEY |
63,818 |
257,000 |
1.81% |
|
|
| 12 |
ROYAL BANK OF CANADA |
58,860 |
237,000 |
1.67% |
|
|
| 13 |
A.R.T. Advisors, LLC |
53,426 |
214,000 |
1.51% |
|
|
| 14 |
WELLS FARGO & COMPANY/MN |
45,212 |
181,000 |
1.28% |
|
|
| 15 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
25,800 |
104,000 |
0.73% |
Call |
|
| 16 |
PEAK6 Group LLC |
25,000 |
101,000 |
0.71% |
Call |
|
| 17 |
MCGLINN CAPITAL MANAGEMENT INC |
19,500 |
78,000 |
0.55% |
|
|
| 18 |
GOLDMAN SACHS GROUP INC |
19,380 |
78,000 |
0.55% |
|
|
| 19 |
Sterling Capital Management LLC |
16,800 |
68,000 |
0.48% |
|
|
| 20 |
PEAK6 Group LLC |
14,183 |
57,000 |
0.40% |
|
|
| 21 |
JPMORGAN CHASE & CO |
13,000 |
52,000 |
0.37% |
|
|
| 22 |
BURNHAM ASSET MANAGEMENT CORP /NY/ |
12,200 |
49,000 |
0.35% |
|
|
| 23 |
GROUP ONE TRADING LLC |
11,154 |
45,000 |
0.32% |
|
|
| 24 |
CITADEL ADVISORS LLC |
8,410 |
34,000 |
0.24% |
|
|
| 25 |
Catamount Wealth Management |
6,000 |
24,000 |
0.17% |
|
|
| 26 |
Sunbelt Securities, Inc. |
3,350 |
13,467 |
0.10% |
|
|
| 27 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,450 |
5,829 |
0.04% |
|
|
| 28 |
BARCLAYS PLC |
1,370 |
5,000 |
0.04% |
|
|
| 29 |
Tower Research Capital LLC (TRC) |
970 |
4,000 |
0.03% |
|
|
| 30 |
U S GLOBAL INVESTORS INC |
900 |
4,000 |
0.03% |
|
|
| 31 |
PNC FINANCIAL SERVICES GROUP, INC. |
850 |
4,000 |
0.03% |
|
|
| 32 |
FIFTH THIRD BANCORP |
678 |
3,000 |
0.02% |
|
|
| 33 |
WHITTIER TRUST CO |
500 |
2,000 |
0.01% |
|
|
| 34 |
Winch Advisory Services, LLC |
421 |
2,000 |
0.01% |
|
|
| 35 |
WFG Advisors, LP |
241 |
1,000 |
0.01% |
|
|
