Dark
Light
System
Security
PENN WEST PETE LTD NEW
PENN WEST PETE LTD NEW. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 134 Institutional holders with a total value of $179,551,329.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 SHELL ASSET MANAGEMENT CO 52,200 118,000 0.07%
52 SUSQUEHANNA INTERNATIONAL GROUP, LLP 69,100 117,000 0.07% Put
53 TWO SIGMA SECURITIES, LLC 67,428 115,000 0.06%
54 BALYASNY ASSET MANAGEMENT L.P. 66,566 113,000 0.06%
55 Advisory Services Network, LLC 65,000 111,000 0.06%
56 Horizon Kinetics LLC 64,562 110,000 0.06%
57 Cambridge Investment Research Advisors, Inc. 61,850 105,000 0.06%
58 BNP PARIBAS FINANCIAL MARKETS 61,077 104,405 0.06%
59 Cubist Systematic Strategies, LLC 58,381 99,000 0.06%
60 GOLDMAN SACHS GROUP INC 56,927 96,000 0.05%
61 ZACKS INVESTMENT MANAGEMENT 53,455 91,000 0.05%
62 LADENBURG THALMANN FINANCIAL SERVICES INC. 48,997 83,000 0.05%
63 PNC FINANCIAL SERVICES GROUP, INC. 45,606 78,000 0.04%
64 FIRST FOUNDATION ADVISORS 46,000 78,000 0.04%
65 OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 40,000 68,000 0.04%
66 CANADA LIFE ASSURANCE Co 40,721 68,000 0.04%
67 Virtu KCG Holdings LLC 39,454 67,000 0.04%
68 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,300 62,000 0.03% Call
69 CITADEL ADVISORS LLC 36,000 61,000 0.03% Put
70 KEYBANK NATIONAL ASSOCIATION/OH 33,400 57,000 0.03%
71 Bank of New York Mellon Corp 32,787 56,000 0.03%
72 Commonwealth Equity Services, Inc 32,545 55,000 0.03%
73 SEI INVESTMENTS CO 32,500 55,000 0.03%
74 Lombard Odier Asset Management (Europe) Ltd 32,163 55,000 0.03%
75 World Asset Management Inc 31,184 53,000 0.03%
76 SHEAFF BROCK INVESTMENT ADVISORS, LLC 30,500 52,000 0.03%
77 Karp Capital Management Corp 29,792 51,000 0.03%
78 Aperio Group, LLC 29,792 51,000 0.03%
79 VERSOR INVESTMENTS LP 27,837 48,000 0.03%
80 COMERICA BANK 29,443 43,000 0.02%
81 STATE STREET CORP 25,371 43,000 0.02%
82 Tower Research Capital LLC (TRC) 25,079 42,000 0.02%
83 HRT FINANCIAL LP 22,780 38,000 0.02%
84 Zurcher Kantonalbank (Zurich Cantonalbank) 21,896 37,000 0.02%
85 CITIGROUP INC 21,200 36,000 0.02% Call
86 Cetera Advisors LLC 19,437 35,000 0.02%
87 CITADEL ADVISORS LLC 18,900 32,000 0.02% Call
88 US BANCORP \DE\ 18,318 32,000 0.02%
89 Camelot Portfolios, LLC 17,525 30,000 0.02%
90 CHATHAM CAPITAL GROUP, INC. 17,500 30,000 0.02%
91 TD ASSET MANAGEMENT INC 16,249 30,000 0.02%
92 HOWARD CAPITAL MANAGEMENT 14,000 24,000 0.01%
93 AQR CAPITAL MANAGEMENT LLC 13,903 24,000 0.01%
94 OPPENHEIMER & CO INC 13,925 24,000 0.01%
95 ALLIANCEBERNSTEIN L.P. 13,500 23,000 0.01%
96 Private Advisor Group, LLC 13,868 23,000 0.01%
97 AMERIPRISE FINANCIAL INC 13,361 23,000 0.01%
98 Gotham Asset Management, LLC 11,042 19,000 0.01%
99 ING GROEP NV 11,000 19,000 0.01%
100 RAYMOND JAMES & ASSOCIATES 11,222 19,000 0.01%
Page 2 of 3

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.