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PENN WEST PETE LTD NEW
PENN WEST PETE LTD NEW. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 134 Institutional holders with a total value of $179,551,329.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 BAIRD FINANCIAL GROUP, INC. 10,715 18,000 0.01%
102 JOHNSON INVESTMENT COUNSEL INC 11,000 18,000 0.01%
103 IFP ADVISORS, INC 10,483 18,000 0.01%
104 HighTower Advisors, LLC 10,000 17,000 0.01%
105 BAINCO INTERNATIONAL INVESTORS 10,000 17,000 0.01%
106 FOUNDERS CAPITAL MANAGEMENT 10,000 17,000 0.01%
107 BARCLAYS PLC 9,100 15,000 0.01% Call
108 TORONTO DOMINION BANK 8,400 14,000 0.01% Call
109 ADVISOR GROUP, INC. 8,270 14,000 0.01%
110 NOMURA ASSET MANAGEMENT CO LTD 5,200 9,000 0.01%
111 FLORENCE CAPITAL ADVISORS, LLC 5,000 9,000 0.01%
112 DELTA ASSET MANAGEMENT LLC/TN 5,000 9,000 0.01%
113 MassMutual Private Wealth & Trust, FSB 5,000 8,500 0.00%
114 BELLWETHER INVESTMENT GROUP, LLC 3,000 5,000 0.00%
115 BARCLAYS PLC 2,800 5,000 0.00% Put
116 Parallax Volatility Advisers, L.P. 2,000 3,000 0.00% Call
117 WESTSIDE INVESTMENT MANAGEMENT, INC. 1,700 2,856 0.00%
118 Riggs Asset Managment Co. Inc. 1,124 2,000 0.00%
119 Allworth Financial LP 1,000 2,000 0.00%
120 SIMPLEX TRADING, LLC 1,571 2,000 0.00%
121 BlackRock Finance, Inc. 727 1,000 0.00%
122 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 889 1,000 0.00%
123 ASSETMARK, INC 314 1,000 0.00%
124 FIFTH THIRD BANCORP 355 1,000 0.00%
125 NEXT Financial Group, Inc 962 1,000 0.00%
126 JACOBI CAPITAL MANAGEMENT LLC 500 1,000 0.00%
127 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 300 1,000 0.00%
128 LS Investment Advisors, LLC 230 0 0.00%
129 FIRST MANHATTAN CO. LLC. 30 0 0.00%
130 1832 Asset Management L.P. 112 0 0.00%
131 CANADA PENSION PLAN INVESTMENT BOARD 10 0 0.00%
132 FIRST INTERSTATE BANK 200 0 0.00%
133 Ironwood Financial, llc 120 0 0.00%
134 JPMORGAN CHASE & CO 226 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.