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PENNYMAC MTG INVT TR
PENNYMAC MTG INVT TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 159 Institutional holders with a total value of $712,432,034.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ClariVest Asset Management LLC 25 0 0.00%
2 CUTLER GROUP LLC / CA 4,100 0 0.00% Put
3 TCI Wealth Advisors, Inc. 76 1,000 0.00%
4 REILLY FINANCIAL ADVISORS, LLC 50 1,000 0.00%
5 SOLARIS ASSET MANAGEMENT LLC 258 4,000 0.00%
6 Sunbelt Securities, Inc. 276 4,479 0.00%
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 348 6,000 0.00%
8 PNC FINANCIAL SERVICES GROUP, INC. 437 7,000 0.00%
9 CUTLER GROUP LLC / CA 513 8,000 0.00%
10 PENSERRA CAPITAL MANAGEMENT LLC 765 12,000 0.00%
11 Advisory Services Network, LLC 746 12,000 0.00%
12 WHITTIER TRUST CO OF NEVADA INC 830 13,000 0.00%
13 Spot Trading L.L.C 800 13,000 0.00% Call
14 CUTLER GROUP LLC / CA 12,200 14,000 0.00% Call
15 GENEOS WEALTH MANAGEMENT INC. 920 15,000 0.00%
16 Walleye Trading LLC 1,000 16,000 0.00% Call
17 FineMark National Bank & Trust 1,000 16,000 0.00%
18 Blume Capital Management, Inc. 1,000 16,000 0.00%
19 Smithfield Trust Co 1,439 23,000 0.00%
20 Whitnell & Co. 1,580 26,000 0.00%
21 ADVISOR GROUP, INC. 1,708 27,000 0.00%
22 Tortoise Investment Management, LLC 1,750 28,000 0.00%
23 Zurcher Kantonalbank (Zurich Cantonalbank) 1,720 28,000 0.00%
24 MSI Financial Services Inc 2,261 37,000 0.01%
25 Tower Research Capital LLC (TRC) 2,670 44,000 0.01%
26 BNP PARIBAS FINANCIAL MARKETS 2,825 45,850 0.01%
27 Financial Architects, Inc 3,000 49,000 0.01%
28 FEDERATED HERMES, INC. 3,475 56,000 0.01%
29 IFP ADVISORS, INC 3,569 58,000 0.01%
30 Trafelet Capital Management, L.P. 6,000 97,000 0.01%
31 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 6,707 109,000 0.02%
32 ROYAL BANK OF CANADA 6,977 113,000 0.02%
33 CANADA LIFE ASSURANCE Co 7,089 115,000 0.02%
34 Creative Planning 7,073 115,000 0.02%
35 SONORA INVESTMENT MANAGEMENT, LLC 8,000 129,840 0.02%
36 US BANCORP \DE\ 9,518 155,000 0.02%
37 TEACHER RETIREMENT SYSTEM OF TEXAS 9,640 156,000 0.02%
38 ANALYTIC INVESTORS, LLC 10,496 170,000 0.02%
39 EATON VANCE MANAGEMENT 11,015 179,000 0.03%
40 Squarepoint Ops LLC 11,265 183,000 0.03%
41 SUNTRUST BANKS INC 12,167 197,000 0.03%
42 Dynamic Technology Lab Private Ltd 12,278 199,000 0.03%
43 FOX RUN MANAGEMENT, L.L.C. 13,300 216,000 0.03%
44 Spot Trading L.L.C 13,564 220,000 0.03%
45 BNP Paribas Asset Management Holding S.A. 15,534 252,000 0.04%
46 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,519 285,000 0.04%
47 NumerixS Investment Technologies Inc 17,800 289,000 0.04%
48 Raymond James Financial Services Advisors, Inc. 18,637 302,000 0.04%
49 Princeton Alpha Management LP 19,650 319,000 0.04%
50 BlackRock Group LTD 20,003 325,000 0.05%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.