| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 394,945 | 3,937,000 | 45.62% | ||
| 2 | SIT INVESTMENT ASSOCIATES INC | 139,600 | 1,392,000 | 16.13% | ||
| 3 | LPL Financial LLC | 80,658 | 804,000 | 9.32% | ||
| 4 | UBS AG | 75,083 | 748,000 | 8.67% | ||
| 5 | MORGAN STANLEY | 65,432 | 652,000 | 7.55% | ||
| 6 | WELLS FARGO & COMPANY/MN | 28,842 | 288,000 | 3.34% | ||
| 7 | Commonwealth Equity Services, Inc | 18,298 | 182,000 | 2.11% | ||
| 8 | NATIONAL PLANNING CORP | 18,025 | 178,000 | 2.06% | ||
| 9 | Horizon Kinetics LLC | 11,931 | 119,000 | 1.38% | ||
| 10 | BOSTON PRIVATE BANK & TRUST CO | 10,067 | 100,000 | 1.16% | ||
| 11 | D.A. DAVIDSON & CO. | 8,000 | 79,000 | 0.92% | ||
| 12 | Creative Planning | 6,494 | 65,000 | 0.75% | ||
| 13 | FIFTH THIRD BANCORP | 5,480 | 55,000 | 0.64% | ||
| 14 | AMERICAN INTERNATIONAL GROUP, INC. | 2,628 | 26,204 | 0.30% | ||
| 15 | CITIGROUP INC | 500 | 5,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
