| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 508,896 | 5,771,000 | 50.32% | ||
| 2 | UBS Group AG | 123,612 | 1,402,000 | 12.23% | ||
| 3 | MORGAN STANLEY | 76,127 | 863,000 | 7.53% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 73,869 | 838,000 | 7.31% | ||
| 5 | LPL Financial LLC | 63,194 | 720,000 | 6.28% | ||
| 6 | GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC | 47,152 | 535,000 | 4.67% | ||
| 7 | WELLS FARGO & COMPANY/MN | 35,693 | 405,000 | 3.53% | ||
| 8 | Commonwealth Equity Services, Inc | 31,264 | 355,000 | 3.10% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 19,150 | 217,000 | 1.89% | ||
| 10 | Squarepoint Ops LLC | 10,500 | 119,000 | 1.04% | ||
| 11 | SOWELL FINANCIAL SERVICES LLC | 9,000 | 106,000 | 0.92% | ||
| 12 | Allworth Financial LP | 4,000 | 45,000 | 0.39% | ||
| 13 | WESPAC ADVISORS SOCAL, LLC | 2,795 | 31,695 | 0.28% | ||
| 14 | ROYAL BANK OF CANADA | 2,200 | 25,000 | 0.22% | ||
| 15 | IFP ADVISORS, INC | 2,105 | 24,000 | 0.21% | ||
| 16 | D.A. DAVIDSON & CO. | 1,000 | 11,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
