| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 236,389 | 2,574,000 | 38.88% | ||
| 2 | UBS Group AG | 79,542 | 866,000 | 13.08% | ||
| 3 | LPL Financial LLC | 78,096 | 852,000 | 12.87% | ||
| 4 | MORGAN STANLEY | 74,055 | 806,000 | 12.18% | ||
| 5 | WELLS FARGO & COMPANY/MN | 35,041 | 382,000 | 5.77% | ||
| 6 | Commonwealth Equity Services, Inc | 29,248 | 319,000 | 4.82% | ||
| 7 | Concert Wealth Management Inc. | 33,200 | 275,000 | 4.15% | ||
| 8 | Virtu KCG Holdings LLC | 14,234 | 155,000 | 2.34% | ||
| 9 | Horizon Kinetics LLC | 11,931 | 130,000 | 1.96% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 9,145 | 100,000 | 1.51% | ||
| 11 | Creative Planning | 6,494 | 71,000 | 1.07% | ||
| 12 | Allworth Financial LP | 4,000 | 44,000 | 0.66% | ||
| 13 | ROYAL BANK OF CANADA | 2,200 | 24,000 | 0.36% | ||
| 14 | D.A. DAVIDSON & CO. | 1,000 | 10,000 | 0.15% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 628 | 6,842 | 0.10% | ||
| 16 | CITIGROUP INC | 500 | 5,000 | 0.08% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
