| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 332,684 | 3,966,000 | 37.33% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 171,595 | 2,045,000 | 19.25% | ||
| 3 | LPL Financial LLC | 129,565 | 1,543,000 | 14.52% | ||
| 4 | UBS Group AG | 78,239 | 933,000 | 8.78% | ||
| 5 | MORGAN STANLEY | 59,399 | 708,000 | 6.66% | ||
| 6 | WELLS FARGO & COMPANY/MN | 34,940 | 417,000 | 3.92% | ||
| 7 | Commonwealth Equity Services, Inc | 29,722 | 354,000 | 3.33% | ||
| 8 | NATIONAL PLANNING CORP | 16,730 | 203,000 | 1.91% | ||
| 9 | Concert Wealth Management Inc. | 15,200 | 182,000 | 1.71% | ||
| 10 | Virtu KCG Holdings LLC | 11,832 | 141,000 | 1.33% | ||
| 11 | Allworth Financial LP | 4,000 | 48,000 | 0.45% | ||
| 12 | IFP ADVISORS, INC | 2,452 | 29,000 | 0.27% | ||
| 13 | ROYAL BANK OF CANADA | 2,200 | 26,000 | 0.24% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,000 | 12,000 | 0.11% | ||
| 15 | D.A. DAVIDSON & CO. | 1,000 | 11,000 | 0.10% | ||
| 16 | AMERICAN INTERNATIONAL GROUP, INC. | 628 | 7,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
