| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 411,987 | 4,359,000 | 50.43% | ||
| 2 | LPL Financial LLC | 80,682 | 854,000 | 9.88% | ||
| 3 | UBS AG | 73,907 | 782,000 | 9.05% | ||
| 4 | MORGAN STANLEY | 67,532 | 714,000 | 8.26% | ||
| 5 | SIT INVESTMENT ASSOCIATES INC | 59,800 | 633,000 | 7.32% | ||
| 6 | Concert Wealth Management Inc. | 38,100 | 395,000 | 4.57% | ||
| 7 | Commonwealth Equity Services, Inc | 23,442 | 248,000 | 2.87% | ||
| 8 | WELLS FARGO & COMPANY/MN | 21,490 | 227,000 | 2.63% | ||
| 9 | NATIONAL PLANNING CORP | 13,325 | 141,000 | 1.63% | ||
| 10 | Horizon Kinetics LLC | 11,931 | 126,000 | 1.46% | ||
| 11 | Creative Planning | 6,494 | 69,000 | 0.80% | ||
| 12 | FIFTH THIRD BANCORP | 5,480 | 58,000 | 0.67% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 1,500 | 16,000 | 0.19% | ||
| 14 | D.A. DAVIDSON & CO. | 1,000 | 10,000 | 0.12% | ||
| 15 | AMERICAN INTERNATIONAL GROUP, INC. | 628 | 6,647 | 0.08% | ||
| 16 | CITIGROUP INC | 500 | 5,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
