| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 379,663 | 3,948,000 | 49.78% | ||
| 2 | LPL Financial LLC | 80,230 | 830,000 | 10.46% | ||
| 3 | UBS AG | 71,788 | 747,000 | 9.42% | ||
| 4 | MORGAN STANLEY | 71,691 | 746,000 | 9.41% | ||
| 5 | Concert Wealth Management Inc. | 33,800 | 351,000 | 4.43% | ||
| 6 | Commonwealth Equity Services, Inc | 26,009 | 270,000 | 3.40% | ||
| 7 | AQR CAPITAL MANAGEMENT LLC | 21,418 | 223,000 | 2.81% | ||
| 8 | WELLS FARGO & COMPANY/MN | 20,890 | 217,000 | 2.74% | ||
| 9 | NATIONAL PLANNING CORP | 13,325 | 137,000 | 1.73% | ||
| 10 | Virtu KCG Holdings LLC | 12,904 | 134,000 | 1.69% | ||
| 11 | Horizon Kinetics LLC | 11,931 | 124,000 | 1.56% | ||
| 12 | Creative Planning | 6,494 | 68,000 | 0.86% | ||
| 13 | FIFTH THIRD BANCORP | 5,480 | 57,000 | 0.72% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 3,388 | 35,000 | 0.44% | ||
| 15 | ROYAL BANK OF CANADA | 2,200 | 23,000 | 0.29% | ||
| 16 | D.A. DAVIDSON & CO. | 1,000 | 10,000 | 0.13% | ||
| 17 | AMERICAN INTERNATIONAL GROUP, INC. | 628 | 6,534 | 0.08% | ||
| 18 | CITIGROUP INC | 500 | 5,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
