| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITIGROUP INC | 500 | 5,000 | 0.07% | ||
| 2 | AMERICAN INTERNATIONAL GROUP, INC. | 628 | 6,729 | 0.09% | ||
| 3 | D.A. DAVIDSON & CO. | 1,000 | 10,000 | 0.14% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 1,004 | 11,000 | 0.15% | ||
| 5 | ROYAL BANK OF CANADA | 2,200 | 24,000 | 0.33% | ||
| 6 | Allworth Financial LP | 4,000 | 43,000 | 0.59% | ||
| 7 | Creative Planning | 6,994 | 75,000 | 1.04% | ||
| 8 | Horizon Kinetics LLC | 11,931 | 128,000 | 1.77% | ||
| 9 | NATIONAL PLANNING CORP | 13,325 | 145,376 | 2.01% | ||
| 10 | CITY NATIONAL BANK | 16,519 | 177,000 | 2.45% | ||
| 11 | Commonwealth Equity Services, Inc | 26,145 | 280,000 | 3.87% | ||
| 12 | WELLS FARGO & COMPANY/MN | 29,890 | 320,000 | 4.42% | ||
| 13 | Concert Wealth Management Inc. | 33,800 | 359,000 | 4.96% | ||
| 14 | LPL Financial LLC | 75,382 | 807,000 | 11.15% | ||
| 15 | UBS Group AG | 80,752 | 865,000 | 11.95% | ||
| 16 | MORGAN STANLEY | 85,463 | 916,000 | 12.66% | ||
| 17 | GUGGENHEIM CAPITAL LLC | 286,336 | 3,066,000 | 42.36% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
