| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tower Research Capital LLC (TRC) | 7 | 0 | 0.00% | ||
| 2 | AMERICAN INTERNATIONAL GROUP, INC. | 628 | 7,000 | 0.09% | ||
| 3 | D.A. DAVIDSON & CO. | 1,000 | 10,000 | 0.13% | ||
| 4 | ROYAL BANK OF CANADA | 2,200 | 24,000 | 0.32% | ||
| 5 | Allworth Financial LP | 4,000 | 44,000 | 0.59% | ||
| 6 | Concert Wealth Management Inc. | 18,200 | 200,000 | 2.68% | ||
| 7 | Commonwealth Equity Services, Inc | 29,451 | 322,000 | 4.32% | ||
| 8 | WELLS FARGO & COMPANY/MN | 36,140 | 395,000 | 5.29% | ||
| 9 | MORGAN STANLEY | 62,589 | 684,000 | 9.17% | ||
| 10 | UBS Group AG | 64,936 | 710,000 | 9.52% | ||
| 11 | LPL Financial LLC | 71,028 | 786,000 | 10.54% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 121,693 | 1,332,000 | 17.86% | ||
| 13 | GUGGENHEIM CAPITAL LLC | 269,302 | 2,946,000 | 39.49% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
