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PIMCO CA Municipal Income II
PIMCO CA Municipal Income II. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 17 Institutional holders with a total value of $13,166,841.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERICAN INTERNATIONAL GROUP, INC. 628 7,000 0.05%
2 D.A. DAVIDSON & CO. 1,000 11,000 0.08%
3 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,000 12,000 0.09%
4 IFP ADVISORS, INC 2,470 29,000 0.22%
5 WESPAC ADVISORS SOCAL, LLC 2,795 32,841 0.25%
6 ROYAL BANK OF CANADA 3,070 36,000 0.27%
7 Allworth Financial LP 4,000 47,000 0.36%
8 Concert Wealth Management Inc. 14,200 168,000 1.28%
9 EP Wealth Advisors, LLC 14,795 174,000 1.32%
10 Commonwealth Equity Services, Inc 29,781 350,000 2.66%
11 WELLS FARGO & COMPANY/MN 46,053 541,000 4.11%
12 UBS Group AG 102,174 1,200,000 9.11%
13 Raymond James Financial Services Advisors, Inc. 105,810 1,243,000 9.44%
14 BANK OF AMERICA CORP /DE/ 120,202 1,413,000 10.73%
15 MORGAN STANLEY 141,647 1,664,000 12.64%
16 LPL Financial LLC 149,978 1,776,000 13.49%
17 GUGGENHEIM CAPITAL LLC 379,863 4,463,000 33.90%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.