| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 440,489 | 5,418,000 | 43.76% | ||
| 2 | MORGAN STANLEY | 132,147 | 1,625,000 | 13.12% | ||
| 3 | UBS Group AG | 131,247 | 1,614,000 | 13.03% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 85,657 | 1,054,000 | 8.51% | ||
| 5 | LPL Financial LLC | 78,124 | 984,000 | 7.95% | ||
| 6 | WELLS FARGO & COMPANY/MN | 49,653 | 611,000 | 4.93% | ||
| 7 | Commonwealth Equity Services, Inc | 31,950 | 393,000 | 3.17% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 19,150 | 236,000 | 1.91% | ||
| 9 | Concert Wealth Management Inc. | 13,700 | 170,000 | 1.37% | ||
| 10 | Destination Wealth Management | 10,100 | 124,000 | 1.00% | ||
| 11 | Allworth Financial LP | 4,000 | 49,000 | 0.40% | ||
| 12 | WESPAC ADVISORS SOCAL, LLC | 2,795 | 34,378 | 0.28% | ||
| 13 | ROYAL BANK OF CANADA | 2,204 | 27,000 | 0.22% | ||
| 14 | IFP ADVISORS, INC | 1,968 | 24,000 | 0.19% | ||
| 15 | D.A. DAVIDSON & CO. | 1,000 | 12,000 | 0.10% | ||
| 16 | ADVISOR GROUP, INC. | 628 | 7,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
