| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 556,383 | 7,127,000 | 50.73% | ||
| 2 | MORGAN STANLEY | 134,250 | 1,723,000 | 12.26% | ||
| 3 | UBS Group AG | 115,374 | 1,480,000 | 10.53% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 85,047 | 1,091,000 | 7.77% | ||
| 5 | LPL Financial LLC | 78,215 | 993,000 | 7.07% | ||
| 6 | WELLS FARGO & COMPANY/MN | 50,334 | 646,000 | 4.60% | ||
| 7 | Commonwealth Equity Services, Inc | 32,281 | 414,000 | 2.95% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 19,150 | 246,000 | 1.75% | ||
| 9 | Concert Wealth Management Inc. | 13,700 | 176,000 | 1.25% | ||
| 10 | Allworth Financial LP | 4,000 | 51,000 | 0.36% | ||
| 11 | WESPAC ADVISORS SOCAL, LLC | 2,795 | 35,860 | 0.26% | ||
| 12 | ROYAL BANK OF CANADA | 2,204 | 28,000 | 0.20% | ||
| 13 | IFP ADVISORS, INC | 1,998 | 26,000 | 0.19% | ||
| 14 | D.A. DAVIDSON & CO. | 1,000 | 12,000 | 0.09% | ||
| 15 | Tower Research Capital LLC (TRC) | 38 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
