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PIMCO CA Municipal Income II
PIMCO CA Municipal Income II. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 16 Institutional holders with a total value of $11,467,695.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 D.A. DAVIDSON & CO. 1,000 11,000 0.10%
2 IFP ADVISORS, INC 2,105 24,000 0.21%
3 ROYAL BANK OF CANADA 2,200 25,000 0.22%
4 WESPAC ADVISORS SOCAL, LLC 2,795 31,695 0.28%
5 Allworth Financial LP 4,000 45,000 0.39%
6 SOWELL FINANCIAL SERVICES LLC 9,000 106,000 0.92%
7 Squarepoint Ops LLC 10,500 119,000 1.04%
8 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,150 217,000 1.89%
9 Commonwealth Equity Services, Inc 31,264 355,000 3.10%
10 WELLS FARGO & COMPANY/MN 35,693 405,000 3.53%
11 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 47,152 535,000 4.67%
12 LPL Financial LLC 63,194 720,000 6.28%
13 BANK OF AMERICA CORP /DE/ 73,869 838,000 7.31%
14 MORGAN STANLEY 76,127 863,000 7.53%
15 UBS Group AG 123,612 1,402,000 12.23%
16 GUGGENHEIM CAPITAL LLC 508,896 5,771,000 50.32%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.