| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 469,429 | 5,530,000 | 54.89% | ||
| 2 | MORGAN STANLEY | 81,026 | 954,000 | 9.47% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 69,601 | 820,000 | 8.14% | ||
| 4 | LPL Financial LLC | 60,187 | 710,000 | 7.05% | ||
| 5 | UBS Group AG | 47,167 | 556,000 | 5.52% | ||
| 6 | Commonwealth Equity Services, Inc | 36,206 | 427,000 | 4.24% | ||
| 7 | Stratos Wealth Partners, LTD. | 33,575 | 396,000 | 3.93% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 25,900 | 305,000 | 3.03% | ||
| 9 | WELLS FARGO & COMPANY/MN | 15,712 | 185,000 | 1.84% | ||
| 10 | GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC | 4,158 | 49,000 | 0.49% | ||
| 11 | Allworth Financial LP | 4,000 | 47,000 | 0.47% | ||
| 12 | WESPAC ADVISORS SOCAL, LLC | 2,795 | 32,925 | 0.33% | ||
| 13 | ROYAL BANK OF CANADA | 2,200 | 26,000 | 0.26% | ||
| 14 | IFP ADVISORS, INC | 2,118 | 25,000 | 0.25% | ||
| 15 | D.A. DAVIDSON & CO. | 1,000 | 11,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
