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PIMCO MUNI INCOME FUND III COM
PIMCO MUNI INCOME FUND III COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 28 Institutional holders with a total value of $7,854,483.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 200,697 2,222,000 28.29%
2 MORGAN STANLEY 114,604 1,268,000 16.14%
3 First Allied Advisory Services, Inc. 54,000 596,000 7.59%
4 Investors Capital Advisory Services 44,643 494,000 6.29%
5 BANK OF AMERICA CORP /DE/ 44,126 488,000 6.21%
6 PNC FINANCIAL SERVICES GROUP, INC. 34,640 383,000 4.88%
7 ROYAL BANK OF CANADA 27,550 305,000 3.88%
8 BENJAMIN F. EDWARDS & COMPANY, INC. 22,580 250,000 3.18%
9 BANK OF MONTREAL /CAN/ 20,000 221,000 2.81%
10 Robert W. Baird & Co. Inc 18,253 202,000 2.57%
11 UBS AG 16,848 187,000 2.38%
12 Capital Investment Advisors, LLC 16,771 185,655 2.36%
13 MSI Financial Services Inc 16,200 179,000 2.28%
14 WELLS FARGO & COMPANY/MN 14,292 158,000 2.01%
15 VAN ECK ASSOCIATES CORP 13,095 145,000 1.85%
16 DAVENPORT & Co LLC 11,000 121,770 1.55%
17 Winslow, Evans & Crocker, Inc. 7,990 88,449 1.13%
18 AMERIPRISE FINANCIAL INC 5,862 65,000 0.83%
19 FARMERS & MERCHANTS INVESTMENTS INC 5,757 64,000 0.81%
20 Creative Planning 5,779 64,000 0.81%
21 FIFTH THIRD BANCORP 5,000 55,000 0.70%
22 Somerset Trust Co 4,135 46,000 0.59%
23 WFG Advisors, LP 2,250 25,000 0.32%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,750 19,000 0.24%
25 AMERICAN INTERNATIONAL GROUP, INC. 1,410 15,609 0.20%
26 Partnervest Advisory Services LLC 500 6,000 0.08%
27 Tower Research Capital LLC (TRC) 100 1,000 0.01%
28 COLONY GROUP LLC 18 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.