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PIMCO MUNI INCOME FUND III COM
PIMCO MUNI INCOME FUND III COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 31 Institutional holders with a total value of $15,904,286.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 271,790 3,482,000 21.89%
2 GUGGENHEIM CAPITAL LLC 143,570 1,839,000 11.56%
3 LPL Financial LLC 130,733 1,667,000 10.48%
4 MORGAN STANLEY 127,522 1,633,000 10.27%
5 UBS Group AG 75,137 963,000 6.05%
6 BANK OF AMERICA CORP /DE/ 68,722 880,000 5.53%
7 BENJAMIN F. EDWARDS & COMPANY, INC. 59,307 760,000 4.78%
8 ROYAL BANK OF CANADA 55,452 710,000 4.46%
9 VAN ECK ASSOCIATES CORP 53,915 691,000 4.34%
10 HighTower Advisors, LLC 41,838 537,000 3.38%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 27,910 358,000 2.25%
12 Cetera Advisor Networks LLC 25,402 325,000 2.04%
13 BANK OF MONTREAL /CAN/ 20,000 256,000 1.61%
14 PNC FINANCIAL SERVICES GROUP, INC. 19,418 249,000 1.57%
15 BAIRD FINANCIAL GROUP, INC. 16,253 208,000 1.31%
16 WELLS FARGO & COMPANY/MN 15,367 197,000 1.24%
17 Raymond James Financial Services Advisors, Inc. 13,975 179,000 1.13%
18 Capital Investment Advisors, LLC 13,206 169,000 1.06%
19 GENEOS WEALTH MANAGEMENT INC. 11,263 144,000 0.91%
20 Bank of New York Mellon Corp 10,841 139,000 0.87%
21 MSI Financial Services Inc 10,603 136,000 0.86%
22 Creative Planning 9,931 127,000 0.80%
23 Gradient Investments LLC 4,033 52,000 0.33%
24 Allworth Financial LP 3,200 41,000 0.26% PRN
25 Winslow, Evans & Crocker, Inc. 3,000 38,430 0.24%
26 IFP ADVISORS, INC 2,912 37,000 0.23%
27 ADVISOR GROUP, INC. 2,085 27,000 0.17%
28 Somerset Trust Co 1,700 22,000 0.14%
29 ANCHOR INVESTMENT MANAGEMENT, LLC 1,550 19,856 0.12%
30 Brick & Kyle, Associates 1,016 13,000 0.08%
31 Advisory Services Network, LLC 400 5,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.