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PIMCO MUNI INCOME FUND III COM
PIMCO MUNI INCOME FUND III COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 37 Institutional holders with a total value of $13,107,734.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 182,793 2,078,000 15.85%
2 Invesco Ltd. 157,673 1,793,000 13.68%
3 LPL Financial LLC 117,943 1,345,000 10.26%
4 MORGAN STANLEY 98,948 1,125,000 8.58%
5 UBS Group AG 82,801 941,000 7.18%
6 BANK OF AMERICA CORP /DE/ 65,714 747,000 5.70%
7 BENJAMIN F. EDWARDS & COMPANY, INC. 57,939 659,000 5.03%
8 ROYAL BANK OF CANADA 39,689 451,000 3.44%
9 VAN ECK ASSOCIATES CORP 37,013 421,000 3.21%
10 HighTower Advisors, LLC 36,638 417,000 3.18%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 29,510 336,000 2.56%
12 Squarepoint Ops LLC 26,200 298,000 2.27%
13 FLAGSHIP HARBOR ADVISORS, LLC 19,673 231,000 1.76%
14 WELLS FARGO & COMPANY/MN 19,893 227,000 1.73%
15 BANK OF MONTREAL /CAN/ 20,000 221,000 1.69%
16 PNC FINANCIAL SERVICES GROUP, INC. 17,018 194,000 1.48%
17 BAIRD FINANCIAL GROUP, INC. 16,253 185,000 1.41%
18 Cetera Advisor Networks LLC 14,051 160,000 1.22%
19 Raymond James Financial Services Advisors, Inc. 13,975 159,000 1.21%
20 Capital Investment Advisors, LLC 12,235 139,000 1.06%
21 ADVISOR GROUP, INC. 12,085 138,000 1.05%
22 AMERIPRISE FINANCIAL INC 12,122 138,000 1.05%
23 GENEOS WEALTH MANAGEMENT INC. 11,266 128,000 0.98%
24 Commonwealth Equity Services, Inc 10,455 119,000 0.91%
25 MSI Financial Services Inc 9,824 112,000 0.85%
26 Creative Planning 7,816 89,000 0.68%
27 Gradient Investments LLC 4,033 46,000 0.35%
28 TCI Wealth Advisors, Inc. 4,000 45,000 0.34%
29 IFP ADVISORS, INC 3,416 39,000 0.30%
30 Allworth Financial LP 3,200 36,000 0.27% PRN
31 Winslow, Evans & Crocker, Inc. 3,000 34,110 0.26%
32 Somerset Trust Co 1,700 19,000 0.14%
33 ANCHOR INVESTMENT MANAGEMENT, LLC 1,550 17,624 0.13%
34 Brick & Kyle, Associates 1,016 13,000 0.10%
35 NEXT Financial Group, Inc 343 4,000 0.03%
36 IBEX WEALTH ADVISORS 250 3,000 0.02%
37 ROYAL FUND MANAGEMENT, LLC 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.