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PIMCO MUNI INCOME FUND III COM
PIMCO MUNI INCOME FUND III COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 28 Institutional holders with a total value of $7,746,191.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 204,762 2,273,000 29.34%
2 MORGAN STANLEY 78,897 875,000 11.30%
3 Investors Capital Advisory Services 68,843 764,000 9.86%
4 First Allied Advisory Services, Inc. 54,000 598,000 7.72%
5 ROYAL BANK OF CANADA 34,200 380,000 4.91%
6 PNC FINANCIAL SERVICES GROUP, INC. 33,560 373,000 4.82%
7 BENJAMIN F. EDWARDS & COMPANY, INC. 25,889 287,000 3.71%
8 WELLS FARGO & COMPANY/MN 25,128 279,000 3.60%
9 BANK OF AMERICA CORP /DE/ 24,092 268,000 3.46%
10 BANK OF MONTREAL /CAN/ 20,000 222,000 2.87%
11 Robert W. Baird & Co. Inc 18,253 203,000 2.62%
12 VAN ECK ASSOCIATES CORP 16,883 187,000 2.41%
13 UBS AG 14,537 161,000 2.08%
14 Capital Investment Advisors, LLC 14,031 156,000 2.01%
15 AMERIPRISE FINANCIAL INC 12,965 144,000 1.86%
16 DEUTSCHE BANK AG\ 10,648 118,000 1.52%
17 MSI Financial Services Inc 9,700 108,000 1.39%
18 Creative Planning 8,516 95,000 1.23%
19 FARMERS & MERCHANTS INVESTMENTS INC 5,757 64,000 0.83%
20 FIFTH THIRD BANCORP 5,000 56,000 0.72%
21 Somerset Trust Co 4,135 46,000 0.59%
22 WFG Advisors, LP 2,250 25,000 0.32%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,750 19,000 0.25%
24 AMERICAN INTERNATIONAL GROUP, INC. 1,410 15,651 0.20%
25 Winslow, Evans & Crocker, Inc. 1,000 11,100 0.14%
26 NORTHERN TRUST CORP 74,100 8,000 0.10%
27 Partnervest Advisory Services LLC 500 6,000 0.08%
28 B. Riley Wealth Advisors, Inc. 400 4,440 0.06%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.