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PIMCO MUNI INCOME FUND III COM
PIMCO MUNI INCOME FUND III COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 37 Institutional holders with a total value of $12,350,359.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 185,781 2,062,000 16.70%
2 Invesco Ltd. 160,640 1,783,000 14.44%
3 COHEN & STEERS, INC. 108,849 1,208,000 9.78%
4 MORGAN STANLEY 91,156 1,013,000 8.20%
5 BANK OF AMERICA CORP /DE/ 89,450 993,000 8.04%
6 Investors Capital Advisory Services 62,843 697,000 5.64%
7 Liberty Street Advisors, Inc. 58,403 648,000 5.25%
8 HighTower Advisors, LLC 40,390 448,000 3.63%
9 BENJAMIN F. EDWARDS & COMPANY, INC. 35,863 398,000 3.22%
10 ROYAL BANK OF CANADA 33,200 369,000 2.99%
11 PNC FINANCIAL SERVICES GROUP, INC. 31,000 344,000 2.79%
12 FIFTH THIRD BANCORP 21,991 244,000 1.98%
13 BANK OF MONTREAL /CAN/ 20,000 222,000 1.80%
14 VAN ECK ASSOCIATES CORP 19,374 215,000 1.74%
15 Virtu KCG Holdings LLC 19,383 215,000 1.74%
16 Robert W. Baird & Co. Inc 16,928 188,000 1.52%
17 WELLS FARGO & COMPANY/MN 15,019 167,000 1.35%
18 MSI Financial Services Inc 14,900 165,000 1.34%
19 Capital Investment Advisors, LLC 14,031 156,000 1.26%
20 AMERIPRISE FINANCIAL INC 13,098 145,000 1.17%
21 SG Americas Securities, LLC 10,945 121,000 0.98%
22 DEUTSCHE BANK AG\ 10,648 118,000 0.96%
23 UBS Group AG 7,849 87,000 0.70%
24 FARMERS & MERCHANTS INVESTMENTS INC 5,757 64,000 0.52%
25 WESTPORT RESOURCES MANAGEMENT INC 4,300 48,000 0.39%
26 Somerset Trust Co 4,135 46,000 0.37%
27 NATIONAL PLANNING CORP 3,725 41,608 0.34%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,574 40,000 0.32%
29 WFG Advisors, LP 1,900 21,000 0.17%
30 Creative Planning 1,707 19,000 0.15%
31 AMERICAN INTERNATIONAL GROUP, INC. 1,410 15,651 0.13%
32 Riggs Asset Managment Co. Inc. 1,115 12,000 0.10%
33 Winslow, Evans & Crocker, Inc. 1,000 11,100 0.09%
34 Brick & Kyle, Associates 1,016 11,000 0.09%
35 NORTHERN TRUST CORP 79,940 9,000 0.07%
36 B. Riley Wealth Advisors, Inc. 400 4,000 0.03%
37 Catalyst Capital Advisors LLC 225 2,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.