Dark
Light
System
Security
PIPER SANDLER COMPANIES COM
PIPER SANDLER COMPANIES COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 178 Institutional holders with a total value of $427,272,914.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 1,175,415 47,486,000 11.11%
2 BlackRock Fund Advisors 1,040,175 42,023,000 9.84%
3 DIMENSIONAL FUND ADVISORS LP 804,851 32,516,000 7.61%
4 Bank of New York Mellon Corp 736,620 29,759,000 6.96%
5 PRUDENTIAL FINANCIAL INC 535,107 21,619,000 5.06%
6 BlackRock Institutional Trust Company, N.A. 455,803 18,414,000 4.31%
7 STATE STREET CORP 373,151 15,073,000 3.53%
8 KENNEDY CAPITAL MANAGEMENT LLC 320,318 12,941,000 3.03%
9 LSV ASSET MANAGEMENT 302,021 12,201,000 2.86%
10 SYSTEMATIC FINANCIAL MANAGEMENT LP 207,243 8,372,000 1.96%
11 GEODE CAPITAL MANAGEMENT, LLC 205,683 8,309,000 1.94%
12 NORTHERN TRUST CORP 204,428 8,260,000 1.93%
13 NORGES BANK 196,910 7,955,000 1.86%
14 Numeric Investors LLC 172,185 6,956,000 1.63%
15 ROTHSCHILD & CO ASSET MANAGEMENT US INC. 168,795 6,819,000 1.60%
16 PANAGORA ASSET MANAGEMENT INC 165,285 6,678,000 1.56%
17 AMERIPRISE FINANCIAL INC 165,152 6,671,000 1.56%
18 JPMORGAN CHASE & CO 151,903 6,137,000 1.44%
19 AQR CAPITAL MANAGEMENT LLC 145,742 5,888,000 1.38%
20 Shinko Asset Management Co., Ltd. 119,220 4,816,000 1.13%
21 Fisher Asset Management, LLC 119,220 4,816,000 1.13%
22 Phocas Financial Corp. 114,321 4,619,000 1.08% SH
23 PRINCIPAL FINANCIAL GROUP INC 99,961 4,038,000 0.95%
24 Interval Partners, LP 94,052 3,800,000 0.89%
25 Greenwich Wealth Management LLC 81,440 3,290,000 0.77%
26 FIRST TRUST ADVISORS LP 81,312 3,285,000 0.77%
27 Spark Investment Management LLC 73,700 2,977,000 0.70%
28 OXFORD ASSET MANAGEMENT LLP 72,686 2,946,000 0.69%
29 Scoria Capital Partners LP 72,900 2,945,000 0.69%
30 ACADIAN ASSET MANAGEMENT LLC 71,070 2,871,000 0.67%
31 TWO SIGMA INVESTMENTS, LP 68,958 2,786,000 0.65%
32 BANK OF MONTREAL /CAN/ 67,963 2,745,000 0.64%
33 GUGGENHEIM CAPITAL LLC 66,768 2,698,000 0.63%
34 MILLENNIUM MANAGEMENT LLC 63,461 2,564,000 0.60%
35 BlackRock Investment Management, LLC 62,924 2,542,000 0.59%
36 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 59,119 2,388,000 0.56%
37 PARAMETRIC PORTFOLIO ASSOCIATES LLC 57,498 2,323,000 0.54%
38 DEUTSCHE BANK AG\ 55,730 2,249,000 0.53%
39 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 54,697 2,210,000 0.52%
40 DUPONT CAPITAL MANAGEMENT CORP 54,428 2,199,000 0.51%
41 PUTNAM INVESTMENTS LLC 50,740 2,050,000 0.48%
42 TWO SIGMA ADVISERS, LP 49,826 2,013,000 0.47%
43 TIAA CREF INVESTMENT MANAGEMENT LLC 49,536 2,001,000 0.47%
44 Invesco Ltd. 45,638 1,844,000 0.43%
45 SHELL ASSET MANAGEMENT CO 45,566 1,841,000 0.43%
46 CREDIT SUISSE AG/ 45,431 1,834,000 0.43%
47 BOGLE INVESTMENT MANAGEMENT L P /DE/ 43,541 1,759,000 0.41%
48 GOLDMAN SACHS GROUP INC 43,131 1,743,000 0.41%
49 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 41,900 1,693,000 0.40%
50 Nationwide Fund Advisors 37,698 1,523,000 0.36%
Page 1 of 4

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.