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PIPER SANDLER COMPANIES COM
PIPER SANDLER COMPANIES COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 178 Institutional holders with a total value of $427,272,914.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ATWOOD & PALMER INC 9 0 0.00%
2 Carroll Financial Associates, Inc. 4 0 0.00%
3 CAPITAL GUARDIAN TRUST CO 1 0 0.00%
4 Focused Wealth Management, Inc 2 0 0.00%
5 KRILOGY FINANCIAL LLC 1 0 0.00%
6 MCF Advisors LLC 2 0 0.00%
7 Parkside Financial Bank & Trust 5 0 0.00%
8 SIGNATUREFD, LLC 5 0 0.00%
9 Highlander Capital Management, LLC 12 0 0.00%
10 THOMPSON DAVIS & CO., INC. 7 0 0.00%
11 WOODMONT INVESTMENT COUNSEL LLC 1 0 0.00%
12 WEALTHCARE CAPITAL MANAGEMENT LLC 1 0 0.00%
13 CT Financial Advisors LLC 4 162 0.00%
14 West Oak Capital, LLC 17 687 0.00%
15 FineMark National Bank & Trust 37 1,000 0.00%
16 Allworth Financial LP 27 1,000 0.00%
17 WHITTIER TRUST CO 16 1,000 0.00%
18 Gemmer Asset Management LLC 34 1,000 0.00%
19 BENJAMIN F. EDWARDS & COMPANY, INC. 43 2,000 0.00%
20 ASSET DEDICATION, LLC 60 2,000 0.00%
21 DUNCKER STREETT & CO INC 43 2,000 0.00%
22 Formidable Asset Management, LLC 82 3,000 0.00%
23 PITTENGER & ANDERSON INC 70 3,000 0.00%
24 GLENMEDE TRUST CO NA 87 3,000 0.00%
25 FARMERS & MERCHANTS INVESTMENTS INC 100 4,000 0.00%
26 GROUP ONE TRADING LLC 100 4,000 0.00%
27 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 100 4,000 0.00%
28 MSI Financial Services Inc 96 4,000 0.00%
29 Edge Wealth Management LLC 131 5,000 0.00% SH
30 Burt Wealth Advisors 134 5,000 0.00%
31 ENTERPRISE FINANCIAL SERVICES CORP 153 6,000 0.00%
32 Archford Capital Strategies, LLC 207 9,000 0.00%
33 QUADRANT CAPITAL GROUP LLC 294 11,000 0.00%
34 Horrell Capital Management, Inc. 296 12,000 0.00%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 293 12,000 0.00%
36 Tower Research Capital LLC (TRC) 357 14,000 0.00%
37 AUSDAL FINANCIAL PARTNERS, INC. 384 16,000 0.00%
38 IFP ADVISORS, INC 423 17,000 0.00%
39 Bartlett & Co. LLC 415 17,000 0.00%
40 LS Investment Advisors, LLC 522 21,000 0.00%
41 VERSANT CAPITAL MANAGEMENT, INC 614 24,000 0.01%
42 Zurcher Kantonalbank (Zurich Cantonalbank) 858 35,000 0.01%
43 D.A. DAVIDSON & CO. 1,002 40,000 0.01%
44 CANADA LIFE ASSURANCE Co 1,196 48,000 0.01%
45 Creative Planning 1,238 50,000 0.01%
46 FIFTH THIRD BANCORP 1,266 51,000 0.01%
47 Tarbox Family Office, Inc. 1,329 54,000 0.01%
48 TEACHER RETIREMENT SYSTEM OF TEXAS 1,385 56,000 0.01%
49 BlackRock Finance, Inc. 1,427 57,000 0.01%
50 WASHINGTON TRUST BANK 1,438 58,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.