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PIPER SANDLER COMPANIES COM
PIPER SANDLER COMPANIES COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 213 Institutional holders with a total value of $776,774,718.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Carroll Financial Associates, Inc. 4 0 0.00%
2 CAPITAL GUARDIAN TRUST CO 1 0 0.00%
3 BELLWETHER INVESTMENT GROUP, LLC 6 0 0.00%
4 WEALTHCARE CAPITAL MANAGEMENT LLC 1 0 0.00%
5 M&R CAPITAL MANAGEMENT INC 6 0 0.00%
6 Evercore Wealth Management, LLC 4 0 0.00%
7 KRILOGY FINANCIAL LLC 1 0 0.00%
8 Focused Wealth Management, Inc 2 0 0.00%
9 CT Financial Advisors LLC 4 290 0.00%
10 Parkside Financial Bank & Trust 12 1,000 0.00%
11 Baystate Wealth Management LLC 1 1,000 0.00%
12 CWM, LLC 16 1,000 0.00%
13 TCI Wealth Advisors, Inc. 15 1,000 0.00%
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 12 1,000 0.00%
15 JACOBI CAPITAL MANAGEMENT LLC 15 1,000 0.00%
16 THOMPSON DAVIS & CO., INC. 7 1,000 0.00%
17 AlphaMark Advisors, LLC 9 1,000 0.00%
18 WHITTIER TRUST CO 16 1,000 0.00%
19 Highlander Capital Management, LLC 12 1,000 0.00%
20 CLEAR PERSPECTIVE ADVISORS, LLC 10 1,000 0.00%
21 ATWOOD & PALMER INC 9 1,000 0.00%
22 West Oak Capital, LLC 17 1,233 0.00%
23 Allworth Financial LP 27 2,000 0.00%
24 Gemmer Asset Management LLC 34 2,000 0.00%
25 DUNCKER STREETT & CO INC 43 3,000 0.00%
26 FineMark National Bank & Trust 37 3,000 0.00%
27 SALEM INVESTMENT COUNSELORS INC 52 3,000 0.00%
28 BENJAMIN F. EDWARDS & COMPANY, INC. 43 3,000 0.00%
29 PITTENGER & ANDERSON INC 70 5,000 0.00%
30 SEI INVESTMENTS CO 75 5,000 0.00%
31 ADVISOR GROUP, INC. 76 5,000 0.00%
32 LOOMIS SAYLES & CO L P 101 7,000 0.00%
33 Burt Wealth Advisors 99 7,000 0.00%
34 NORTHWEST QUADRANT WEALTH MANAGEMENT, LLC 114 8,664 0.00%
35 Edge Wealth Management LLC 131 9,000 0.00%
36 BANCO ITAU HOLDING FINANCEIRA S A 130 9,000 0.00%
37 CUTLER GROUP LLC / CA 3,100 11,000 0.00% Call
38 ENTERPRISE FINANCIAL SERVICES CORP 147 11,000 0.00%
39 Point72 Hong Kong Ltd 166 12,000 0.00%
40 GENEOS WEALTH MANAGEMENT INC. 205 14,000 0.00%
41 Archford Capital Strategies, LLC 207 15,000 0.00%
42 QUADRANT CAPITAL GROUP LLC 218 15,000 0.00%
43 Horrell Capital Management, Inc. 296 21,000 0.00%
44 IFP ADVISORS, INC 403 29,000 0.00%
45 NEUBURGH ADVISERS LLC 416 30,000 0.00%
46 SUTTON WEALTH ADVISORS INC. 417 30,233 0.00%
47 RIVERHEAD CAPITAL MANAGEMENT LLC 500 36,000 0.00%
48 LADENBURG THALMANN FINANCIAL SERVICES INC. 586 38,000 0.00%
49 LS Investment Advisors, LLC 522 38,000 0.00%
50 Tower Research Capital LLC (TRC) 578 42,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.