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POLYMET MINING CORP COM
POLYMET MINING CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 34 Institutional holders with a total value of $1,539,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ELKHORN PARTNERS LIMITED PARTNERSHIP 395,000 312,000 20.27%
2 COMMERZBANK AKTIENGESELLSCHAFT /FI 192,320 152,000 9.88%
3 BARING ASSET MANAGEMENT Ltd 189,484 149,000 9.68%
4 UBS Group AG 154,935 122,000 7.93%
5 SNS Financial Group, LLC 129,005 102,000 6.63%
6 LPL Financial LLC 106,220 90,000 5.85%
7 Commonwealth Equity Services, Inc 111,208 88,000 5.72%
8 PERKINS CAPITAL MANAGEMENT INC 101,750 80,000 5.20%
9 US BANCORP \DE\ 80,000 63,000 4.09%
10 Geneva Advisors, LLC 59,101 47,000 3.05%
11 JANE STREET GROUP, LLC 55,833 44,000 2.86%
12 ROYAL BANK OF CANADA 43,510 34,000 2.21%
13 Cambridge Investment Research Advisors, Inc. 34,098 27,000 1.75%
14 WELLS FARGO & COMPANY/MN 33,637 27,000 1.75%
15 Geduld E E 30,000 24,000 1.56%
16 JNBA Financial Advisors 28,603 23,000 1.49%
17 Creative Planning 25,000 20,000 1.30%
18 WFG Advisors, LP 15,200 12,000 0.78%
19 BlackRock Finance, Inc. 14,803 12,000 0.78%
20 EDMOND DE ROTHSCHILD (SUISSE) S.A. 14,500 11,000 0.71%
21 BANK HAPOALIM BM 14,000 11,000 0.71%
22 EDMOND DE ROTHSCHILD HOLDING S.A. 14,500 11,000 0.71%
23 BRONFMAN E.L. ROTHSCHILD, L.P. 13,200 10,000 0.65%
24 AMERIPRISE FINANCIAL INC 12,448 10,000 0.65%
25 Cetera Advisors LLC 11,500 9,000 0.58%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 11,137 9,000 0.58%
27 AMERICAN INTERNATIONAL GROUP, INC. 11,250 9,000 0.58%
28 J.P. Morgan Private Wealth Advisors LLC 10,000 8,000 0.52%
29 WEDBUSH SECURITIES INC 10,500 8,000 0.52%
30 WealthTrust Fairport, LLC 10,000 8,000 0.52%
31 MORGAN STANLEY 5,800 5,000 0.32%
32 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 2,000 2,000 0.13%
33 TORONTO DOMINION BANK 563 0 0.00%
34 CapWealth Advisors, LLC 500 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.