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POLYMET MINING CORP COM
POLYMET MINING CORP COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 38 Institutional holders with a total value of $1,801,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ELKHORN PARTNERS LIMITED PARTNERSHIP 340,000 286,000 15.88%
2 COMMERZBANK AKTIENGESELLSCHAFT /FI 192,320 162,000 9.00%
3 BARING ASSET MANAGEMENT Ltd 178,384 146,000 8.11%
4 UBS Group AG 172,917 145,000 8.05%
5 Raymond James Financial Services Advisors, Inc. 151,938 128,000 7.11%
6 SNS Financial Group, LLC 134,505 113,000 6.27%
7 Commonwealth Equity Services, Inc 124,037 104,000 5.77%
8 LPL Financial LLC 106,220 89,000 4.94%
9 PERKINS CAPITAL MANAGEMENT INC 101,750 85,000 4.72%
10 Virtu KCG Holdings LLC 98,536 83,000 4.61%
11 US BANCORP \DE\ 80,000 67,000 3.72%
12 JANE STREET GROUP, LLC 65,133 55,000 3.05%
13 Geneva Advisors, LLC 49,101 41,000 2.28%
14 Cambridge Investment Research Advisors, Inc. 34,098 29,000 1.61%
15 AMERIPRISE FINANCIAL INC 33,243 28,000 1.55%
16 WELLS FARGO & COMPANY/MN 29,700 25,000 1.39%
17 JNBA Financial Advisors 28,603 24,000 1.33%
18 ROYAL BANK OF CANADA 28,587 23,000 1.28%
19 Creative Planning 25,000 21,000 1.17%
20 INVESTMENT CENTERS OF AMERICA INC 15,500 13,000 0.72%
21 WFG Advisors, LP 15,200 13,000 0.72%
22 EDMOND DE ROTHSCHILD HOLDING S.A. 14,500 12,000 0.67%
23 EDMOND DE ROTHSCHILD (SUISSE) S.A. 14,500 12,000 0.67%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,737 12,000 0.67%
25 BlackRock Finance, Inc. 14,803 12,000 0.67%
26 RAYMOND JAMES & ASSOCIATES 13,500 11,000 0.61%
27 BRONFMAN E.L. ROTHSCHILD, L.P. 13,200 11,000 0.61%
28 AMERICAN INTERNATIONAL GROUP, INC. 11,250 10,000 0.56%
29 Cetera Advisors LLC 11,500 9,000 0.50%
30 WEDBUSH SECURITIES INC 10,500 9,000 0.50%
31 WealthTrust Fairport, LLC 10,000 8,000 0.44%
32 J.P. Morgan Private Wealth Advisors LLC 10,000 8,000 0.44%
33 MORGAN STANLEY 5,800 5,000 0.28%
34 GIERL AUGUSTINE INVESTMENT MANAGEMENT INC 2,000 2,000 0.11%
35 CapWealth Advisors, LLC 500 0 0.00%
36 TORONTO DOMINION BANK 500 0 0.00%
37 Tower Research Capital LLC (TRC) 100 0 0.00%
38 CITIGROUP INC 322 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.