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NUVEEN DOW 30 DYNAMIC OVERWR
NUVEEN DOW 30 DYNAMIC OVERWR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 57 Institutional holders with a total value of $108,892,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Investment Management, LLC 180 3,000 0.00%
2 CRIBSTONE CAPITAL MANAGEMENT, LLC 291 4,000 0.00%
3 NEXT Financial Group, Inc 500 8,000 0.01%
4 ANCHOR INVESTMENT MANAGEMENT, LLC 600 9,000 0.01%
5 MOSAIC FAMILY WEALTH, LLC 1,000 15,000 0.01%
6 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 1,513 22,000 0.02%
7 BANK OF MONTREAL /CAN/ 1,920 28,000 0.03%
8 SECURITY NATIONAL TRUST CO 2,976 45,000 0.04%
9 GENEOS WEALTH MANAGEMENT INC. 3,795 56,000 0.05%
10 IFP ADVISORS, INC 5,005 75,000 0.07%
11 D.A. DAVIDSON & CO. 5,100 76,000 0.07%
12 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 6,857 103,000 0.09%
13 ADVISOR GROUP, INC. 7,736 116,000 0.11%
14 FIFTH THIRD BANCORP 8,849 133,000 0.12%
15 TWO SIGMA SECURITIES, LLC 10,186 153,000 0.14%
16 SHEAFF BROCK INVESTMENT ADVISORS, LLC 10,975 165,000 0.15%
17 Shaker Financial Services, LLC 11,006 165,000 0.15%
18 OPPENHEIMER & CO INC 11,774 177,000 0.16%
19 MSI Financial Services Inc 11,832 178,000 0.16%
20 Creative Planning 11,950 179,000 0.16%
21 Bank of New York Mellon Corp 12,368 186,000 0.17%
22 FLAGSHIP HARBOR ADVISORS, LLC 13,452 205,000 0.19%
23 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 13,923 212,000 0.19%
24 ALLEGIS INVESTMENT ADVISORS, LLC 21,731 326,000 0.30%
25 Thomas J. Herzfeld Advisors, Inc. 22,254 334,000 0.31%
26 Commonwealth Equity Services, Inc 22,933 344,000 0.32%
27 KEYBANK NATIONAL ASSOCIATION/OH 23,896 358,000 0.33%
28 Cambridge Investment Research Advisors, Inc. 24,927 374,000 0.34%
29 ROBINSON CAPITAL MANAGEMENT, LLC 35,314 530,000 0.49%
30 SCHNIEDERS CAPITAL MANAGEMENT LLC 39,295 589,000 0.54%
31 PNC FINANCIAL SERVICES GROUP, INC. 45,992 690,000 0.63%
32 BANK OF NOVA SCOTIA 66,823 1,002,000 0.92%
33 CITIGROUP INC 72,589 1,089,000 1.00%
34 Formidable Asset Management, LLC 101,275 1,519,000 1.39%
35 COHEN & STEERS, INC. 105,445 1,582,000 1.45%
36 Aviance Capital Partners, LLC 107,569 1,614,000 1.48%
37 Capital Investment Advisors, LLC 108,350 1,625,000 1.49%
38 Private Advisor Group, LLC 106,787 1,636,000 1.50%
39 AMERIPRISE FINANCIAL INC 120,816 1,899,000 1.74%
40 1607 Capital Partners, LLC 141,018 2,115,000 1.94%
41 ROYAL BANK OF CANADA 142,344 2,135,000 1.96%
42 Oxbow Advisors, LLC 177,850 2,668,000 2.45%
43 RAYMOND JAMES & ASSOCIATES 189,145 2,837,000 2.61%
44 1832 Asset Management L.P. 203,546 3,053,000 2.80%
45 MORGAN STANLEY 207,967 3,120,000 2.87%
46 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 224,567 3,369,000 3.09%
47 GUGGENHEIM CAPITAL LLC 234,359 3,515,000 3.23%
48 Raymond James Financial Services Advisors, Inc. 236,820 3,552,000 3.26%
49 LADENBURG THALMANN FINANCIAL SERVICES INC. 249,786 3,746,000 3.44%
50 LPL Financial LLC 250,699 3,776,000 3.47%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.