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NUVEEN NASDAQ 100 DYNAMIC OV
NUVEEN NASDAQ 100 DYNAMIC OV. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 47 Institutional holders with a total value of $119,745,958.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Blume Capital Management, Inc. 210 4,000 0.00%
2 Hanson & Doremus Investment Management 465 9,000 0.01%
3 First City Capital Management, Inc. 533 9,834 0.01%
4 HUNTINGTON NATIONAL BANK 702 13,000 0.01%
5 Brookstone Capital Management 946 17,000 0.01%
6 Chicago Partners Investment Group LLC 1,000 18,000 0.02%
7 Thomas J. Herzfeld Advisors, Inc. 1,273 23,000 0.02%
8 NEXT Financial Group, Inc 1,300 23,000 0.02%
9 JAMES INVESTMENT RESEARCH, INC. 1,431 26,000 0.02%
10 FIFTH THIRD BANCORP 2,279 42,000 0.04%
11 BENJAMIN F. EDWARDS & COMPANY, INC. 3,294 61,000 0.05%
12 Allworth Financial LP 3,591 66,000 0.06%
13 CITIGROUP INC 3,668 68,000 0.06%
14 Formidable Asset Management, LLC 3,920 72,000 0.06%
15 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 6,445 119,000 0.10%
16 DEUTSCHE BANK AG\ 8,056 148,000 0.12%
17 MSI Financial Services Inc 9,995 184,000 0.15%
18 Stratos Wealth Partners, LTD. 10,619 196,000 0.16%
19 AMERICAN INTERNATIONAL GROUP, INC. 13,348 246,276 0.21%
20 Raymond James Financial Services Advisors, Inc. 13,930 257,000 0.21%
21 Global Endowment Management, LP 20,000 369,000 0.31%
22 Janney Montgomery Scott LLC 22,214 409,848 0.34%
23 D.A. DAVIDSON & CO. 24,891 459,000 0.38%
24 OPPENHEIMER & CO INC 26,862 496,000 0.41%
25 PNC FINANCIAL SERVICES GROUP, INC. 35,035 646,000 0.54%
26 OTA Financial Group L.P. 39,962 769,000 0.64%
27 Financial Sense Advisors, Inc. 47,441 875,000 0.73%
28 WADE G W & INC 48,469 894,000 0.75%
29 Shaker Financial Services, LLC 48,563 896,000 0.75%
30 VICUS CAPITAL 54,136 999,000 0.83%
31 LPL Financial LLC 62,608 1,158,000 0.97%
32 Commonwealth Equity Services, Inc 77,082 1,422,000 1.19%
33 Advisors Asset Management, Inc. 86,555 1,597,000 1.33%
34 WOLVERINE ASSET MANAGEMENT LLC 126,728 2,338,000 1.95%
35 1832 Asset Management L.P. 138,196 2,547,000 2.13%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 206,829 3,816,000 3.19%
37 ROYAL BANK OF CANADA 268,507 4,953,000 4.14%
38 PARAMETRIC PORTFOLIO ASSOCIATES LLC 297,250 5,484,000 4.58%
39 BANK OF AMERICA CORP /DE/ 312,476 5,765,000 4.81%
40 RAYMOND JAMES & ASSOCIATES 325,432 6,004,000 5.01%
41 CORNERSTONE ADVISORS INC 330,659 6,101,000 5.09%
42 Karpus Management, Inc. 383,003 7,066,000 5.90%
43 WELLS FARGO & COMPANY/MN 569,701 10,511,000 8.78%
44 Invesco Ltd. 596,872 11,012,000 9.20%
45 GUGGENHEIM CAPITAL LLC 611,354 11,280,000 9.42%
46 UBS Group AG 683,904 12,618,000 10.54%
47 MORGAN STANLEY 957,094 17,659,000 14.75%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.