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NUVEEN NASDAQ 100 DYNAMIC OV
NUVEEN NASDAQ 100 DYNAMIC OV. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 55 Institutional holders with a total value of $116,818,402.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Tower Research Capital LLC (TRC) 80 2,000 0.00%
2 MANUFACTURERS LIFE INSURANCE COMPANY, THE 108 2,000 0.00%
3 Blume Capital Management, Inc. 210 4,000 0.00%
4 Advisory Services Network, LLC 214 4,000 0.00%
5 WEALTHPLAN PARTNERS, LLC 502 9,402 0.01%
6 HUNTINGTON NATIONAL BANK 702 13,000 0.01%
7 BALDWIN WEALTH PARTNERS LLC/MA 750 14,000 0.01%
8 Chicago Partners Investment Group LLC 1,000 19,000 0.02%
9 Thomas J. Herzfeld Advisors, Inc. 1,401 27,000 0.02%
10 FIFTH THIRD BANCORP 1,445 27,000 0.02%
11 NEXT Financial Group, Inc 2,293 43,000 0.04%
12 Evercore Wealth Management, LLC 2,500 47,000 0.04%
13 SEI INVESTMENTS CO 3,289 62,000 0.05%
14 Allworth Financial LP 3,591 68,000 0.06%
15 Creative Planning 3,855 73,000 0.06%
16 CITIGROUP INC 3,920 74,000 0.06%
17 IFP ADVISORS, INC 4,360 82,000 0.07%
18 GENEOS WEALTH MANAGEMENT INC. 4,933 93,000 0.08%
19 ADVISOR GROUP, INC. 5,632 106,000 0.09%
20 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 7,895 149,000 0.13%
21 LEBENTHAL ASSET MANAGEMENT, LLC 8,325 158,000 0.14%
22 AMERICAN NATIONAL BANK & TRUST 10,000 189,000 0.16%
23 NATIONAL PLANNING CORP 10,834 196,000 0.17%
24 ALLEGIS INVESTMENT ADVISORS, LLC 12,002 227,000 0.19%
25 Cetera Advisor Networks LLC 12,096 229,000 0.20%
26 Bank of New York Mellon Corp 14,270 270,000 0.23%
27 Curi Capital, LLC 19,065 361,000 0.31%
28 MSI Financial Services Inc 19,765 374,000 0.32%
29 Global Endowment Management, LP 20,000 378,000 0.32%
30 PNC FINANCIAL SERVICES GROUP, INC. 22,011 417,000 0.36%
31 OPPENHEIMER & CO INC 30,113 570,000 0.49%
32 D.A. DAVIDSON & CO. 31,212 590,000 0.51%
33 Janney Montgomery Scott LLC 32,640 618,000 0.53%
34 WADE G W & INC 32,728 619,000 0.53%
35 Aviance Capital Partners, LLC 46,446 879,000 0.75%
36 VICUS CAPITAL 59,788 1,131,000 0.97%
37 Shaker Financial Services, LLC 64,822 1,226,000 1.05%
38 Financial Sense Advisors, Inc. 67,246 1,272,000 1.09%
39 LPL Financial LLC 75,977 1,423,000 1.22%
40 Commonwealth Equity Services, Inc 77,801 1,472,000 1.26%
41 BANK OF NOVA SCOTIA 99,046 1,874,000 1.60%
42 COHEN & STEERS, INC. 99,053 1,874,000 1.60%
43 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 108,864 2,059,000 1.76%
44 WELLS FARGO & COMPANY/MN 173,272 3,278,000 2.81%
45 LADENBURG THALMANN FINANCIAL SERVICES INC. 198,214 3,750,000 3.21%
46 1832 Asset Management L.P. 255,096 4,826,000 4.13%
47 BANK OF AMERICA CORP /DE/ 260,609 4,930,000 4.22%
48 Raymond James Financial Services Advisors, Inc. 269,096 5,091,000 4.36%
49 RAYMOND JAMES & ASSOCIATES 309,143 5,849,000 5.01%
50 Invesco Ltd. 459,355 8,691,000 7.44%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.