| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 897,028 | 16,971,000 | 14.53% | ||
| 2 | UBS Group AG | 687,045 | 12,999,000 | 11.13% | ||
| 3 | Advisors Asset Management, Inc. | 675,651 | 12,783,000 | 10.94% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 496,945 | 9,402,000 | 8.05% | ||
| 5 | ROYAL BANK OF CANADA | 471,656 | 8,924,000 | 7.64% | ||
| 6 | Invesco Ltd. | 459,355 | 8,691,000 | 7.44% | ||
| 7 | RAYMOND JAMES & ASSOCIATES | 309,143 | 5,849,000 | 5.01% | ||
| 8 | Raymond James Financial Services Advisors, Inc. | 269,096 | 5,091,000 | 4.36% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 260,609 | 4,930,000 | 4.22% | ||
| 10 | 1832 Asset Management L.P. | 255,096 | 4,826,000 | 4.13% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 198,214 | 3,750,000 | 3.21% | ||
| 12 | WELLS FARGO & COMPANY/MN | 173,272 | 3,278,000 | 2.81% | ||
| 13 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 108,864 | 2,059,000 | 1.76% | ||
| 14 | COHEN & STEERS, INC. | 99,053 | 1,874,000 | 1.60% | ||
| 15 | BANK OF NOVA SCOTIA | 99,046 | 1,874,000 | 1.60% | ||
| 16 | Commonwealth Equity Services, Inc | 77,801 | 1,472,000 | 1.26% | ||
| 17 | LPL Financial LLC | 75,977 | 1,423,000 | 1.22% | ||
| 18 | Financial Sense Advisors, Inc. | 67,246 | 1,272,000 | 1.09% | ||
| 19 | Shaker Financial Services, LLC | 64,822 | 1,226,000 | 1.05% | ||
| 20 | VICUS CAPITAL | 59,788 | 1,131,000 | 0.97% | ||
| 21 | Aviance Capital Partners, LLC | 46,446 | 879,000 | 0.75% | ||
| 22 | WADE G W & INC | 32,728 | 619,000 | 0.53% | ||
| 23 | Janney Montgomery Scott LLC | 32,640 | 618,000 | 0.53% | ||
| 24 | D.A. DAVIDSON & CO. | 31,212 | 590,000 | 0.51% | ||
| 25 | OPPENHEIMER & CO INC | 30,113 | 570,000 | 0.49% | ||
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 22,011 | 417,000 | 0.36% | ||
| 27 | Global Endowment Management, LP | 20,000 | 378,000 | 0.32% | ||
| 28 | MSI Financial Services Inc | 19,765 | 374,000 | 0.32% | ||
| 29 | Curi Capital, LLC | 19,065 | 361,000 | 0.31% | ||
| 30 | Bank of New York Mellon Corp | 14,270 | 270,000 | 0.23% | ||
| 31 | Cetera Advisor Networks LLC | 12,096 | 229,000 | 0.20% | ||
| 32 | ALLEGIS INVESTMENT ADVISORS, LLC | 12,002 | 227,000 | 0.19% | ||
| 33 | NATIONAL PLANNING CORP | 10,834 | 196,000 | 0.17% | ||
| 34 | AMERICAN NATIONAL BANK & TRUST | 10,000 | 189,000 | 0.16% | ||
| 35 | LEBENTHAL ASSET MANAGEMENT, LLC | 8,325 | 158,000 | 0.14% | ||
| 36 | ADVOCACY WEALTH MANAGEMENT SERVICES, LLC | 7,895 | 149,000 | 0.13% | ||
| 37 | ADVISOR GROUP, INC. | 5,632 | 106,000 | 0.09% | ||
| 38 | GENEOS WEALTH MANAGEMENT INC. | 4,933 | 93,000 | 0.08% | ||
| 39 | IFP ADVISORS, INC | 4,360 | 82,000 | 0.07% | ||
| 40 | CITIGROUP INC | 3,920 | 74,000 | 0.06% | ||
| 41 | Creative Planning | 3,855 | 73,000 | 0.06% | ||
| 42 | Allworth Financial LP | 3,591 | 68,000 | 0.06% | ||
| 43 | SEI INVESTMENTS CO | 3,289 | 62,000 | 0.05% | ||
| 44 | Evercore Wealth Management, LLC | 2,500 | 47,000 | 0.04% | ||
| 45 | NEXT Financial Group, Inc | 2,293 | 43,000 | 0.04% | ||
| 46 | Thomas J. Herzfeld Advisors, Inc. | 1,401 | 27,000 | 0.02% | ||
| 47 | FIFTH THIRD BANCORP | 1,445 | 27,000 | 0.02% | ||
| 48 | Chicago Partners Investment Group LLC | 1,000 | 19,000 | 0.02% | ||
| 49 | BALDWIN WEALTH PARTNERS LLC/MA | 750 | 14,000 | 0.01% | ||
| 50 | HUNTINGTON NATIONAL BANK | 702 | 13,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
