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NUVEEN NASDAQ 100 DYNAMIC OV
NUVEEN NASDAQ 100 DYNAMIC OV. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 60 Institutional holders with a total value of $116,538,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MANUFACTURERS LIFE INSURANCE COMPANY, THE 54 1,000 0.00%
2 Blume Capital Management, Inc. 210 4,000 0.00%
3 HUNTINGTON NATIONAL BANK 702 13,000 0.01%
4 BALDWIN WEALTH PARTNERS LLC/MA 750 14,000 0.01%
5 Chicago Partners Investment Group LLC 1,000 19,000 0.02%
6 FIRST COMMAND BANK 1,193 22,000 0.02%
7 FIRST COMMAND FINANCIAL SERVICES, INC. 1,193 22,000 0.02%
8 SEI INVESTMENTS CO 1,500 28,000 0.02%
9 NEXT Financial Group, Inc 2,293 43,000 0.04%
10 Evercore Wealth Management, LLC 2,500 46,000 0.04%
11 BELLWETHER INVESTMENT GROUP, LLC 2,547 47,000 0.04%
12 GENEOS WEALTH MANAGEMENT INC. 3,178 58,000 0.05%
13 IHT WEALTH MANAGEMENT, LLC 3,232 60,000 0.05%
14 CITIGROUP INC 3,540 66,000 0.06%
15 Allworth Financial LP 3,591 67,000 0.06%
16 Creative Planning 3,855 72,000 0.06%
17 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 3,895 72,000 0.06%
18 PROFICIO CAPITAL PARTNERS LLC 4,500 84,000 0.07%
19 IFP ADVISORS, INC 5,160 96,000 0.08%
20 ADVISOR GROUP, INC. 6,817 126,000 0.11%
21 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 7,077 136,000 0.12%
22 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 7,420 138,000 0.12%
23 AMERICAN NATIONAL BANK & TRUST 10,000 186,000 0.16%
24 Bank of New York Mellon Corp 10,781 201,000 0.17%
25 NATIONAL PLANNING CORP 10,854 215,000 0.18%
26 Formidable Asset Management, LLC 12,922 240,000 0.21%
27 MSI Financial Services Inc 15,218 282,000 0.24%
28 ALLEGIS INVESTMENT ADVISORS, LLC 17,137 318,000 0.27%
29 STEPHENS INC /AR/ 17,821 331,000 0.28%
30 Private Advisor Group, LLC 19,136 370,000 0.32%
31 Global Endowment Management, LP 20,000 371,000 0.32%
32 PNC FINANCIAL SERVICES GROUP, INC. 22,262 414,000 0.36%
33 Thomas J. Herzfeld Advisors, Inc. 22,347 415,000 0.36%
34 WADE G W & INC 28,688 532,000 0.46%
35 OPPENHEIMER & CO INC 30,665 569,000 0.49%
36 Shaker Financial Services, LLC 31,757 589,000 0.51%
37 D.A. DAVIDSON & CO. 33,452 620,000 0.53%
38 Financial Sense Advisors, Inc. 43,815 813,000 0.70%
39 Janney Montgomery Scott LLC 44,950 834,000 0.72%
40 FLAGSHIP HARBOR ADVISORS, LLC 43,354 838,000 0.72%
41 Aviance Capital Partners, LLC 53,496 993,000 0.85%
42 BANK OF NOVA SCOTIA 65,431 1,214,000 1.04%
43 VICUS CAPITAL 67,202 1,247,000 1.07%
44 1607 Capital Partners, LLC 85,533 1,587,000 1.36%
45 COHEN & STEERS, INC. 86,642 1,608,000 1.38%
46 Commonwealth Equity Services, Inc 86,837 1,612,000 1.38%
47 LPL Financial LLC 103,753 1,933,000 1.66%
48 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 142,095 2,637,000 2.26%
49 1832 Asset Management L.P. 165,655 3,075,000 2.64%
50 LADENBURG THALMANN FINANCIAL SERVICES INC. 197,889 3,673,000 3.15%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.