| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | STRINGER ASSET MANAGEMENT, LLC | 95,969 | 2,416,000 | 45.63% | ||
| 2 | HighTower Advisors, LLC | 40,490 | 1,020,000 | 19.26% | ||
| 3 | ASSETMARK, INC | 24,099 | 607,000 | 11.46% | ||
| 4 | ROYAL BANK OF CANADA | 24,027 | 605,000 | 11.43% | ||
| 5 | Saba Capital Management, L.P. | 9,295 | 234,000 | 4.42% | ||
| 6 | Virtu KCG Holdings LLC | 8,083 | 204,000 | 3.85% | ||
| 7 | MORGAN STANLEY | 3,011 | 76,000 | 1.44% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,657 | 42,000 | 0.79% | ||
| 9 | WELLS FARGO & COMPANY/MN | 1,350 | 34,000 | 0.64% | ||
| 10 | AMERICAN INTERNATIONAL GROUP, INC. | 1,300 | 32,734 | 0.62% | ||
| 11 | ENVESTNET ASSET MANAGEMENT INC | 511 | 13,000 | 0.25% | ||
| 12 | Tower Research Capital LLC (TRC) | 300 | 8,000 | 0.15% | ||
| 13 | CITIGROUP INC | 135 | 3,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
