| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Hilltop Holdings Inc. | 72,972 | 1,878,000 | 18.49% | ||
| 2 | ASSETMARK, INC | 66,694 | 1,716,000 | 16.89% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 59,586 | 1,533,000 | 15.09% | ||
| 4 | HighTower Advisors, LLC | 56,288 | 1,449,000 | 14.26% | ||
| 5 | ROYAL BANK OF CANADA | 37,743 | 971,000 | 9.56% | ||
| 6 | STRINGER ASSET MANAGEMENT, LLC | 28,961 | 745,000 | 7.33% | ||
| 7 | Invesco Ltd. | 23,349 | 601,000 | 5.92% | ||
| 8 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 11,831 | 304,000 | 2.99% | ||
| 9 | Frontier Wealth Management LLC | 8,037 | 207,000 | 2.04% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 7,635 | 196,000 | 1.93% | ||
| 11 | AMERICAN INTERNATIONAL GROUP, INC. | 7,400 | 190,437 | 1.87% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 7,227 | 186,000 | 1.83% | ||
| 13 | MORGAN STANLEY | 5,590 | 144,000 | 1.42% | ||
| 14 | WELLS FARGO & COMPANY/MN | 1,000 | 26,000 | 0.26% | ||
| 15 | MSI Financial Services Inc | 486 | 12,000 | 0.12% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
