| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HighTower Advisors, LLC | 51,064 | 1,297,000 | 20.22% | ||
| 2 | ASSETMARK, INC | 46,993 | 1,194,000 | 18.61% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 43,908 | 1,115,000 | 17.38% | ||
| 4 | STRINGER ASSET MANAGEMENT, LLC | 28,763 | 731,000 | 11.39% | ||
| 5 | JANE STREET GROUP, LLC | 21,417 | 544,000 | 8.48% | ||
| 6 | ROYAL BANK OF CANADA | 18,694 | 475,000 | 7.40% | ||
| 7 | Invesco Ltd. | 12,473 | 317,000 | 4.94% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 8,324 | 211,000 | 3.29% | ||
| 9 | MORGAN STANLEY | 6,226 | 158,000 | 2.46% | ||
| 10 | AMERICAN INTERNATIONAL GROUP, INC. | 5,510 | 139,953 | 2.18% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 5,050 | 128,000 | 2.00% | ||
| 12 | UBS Group AG | 1,995 | 51,000 | 0.79% | ||
| 13 | WELLS FARGO & COMPANY/MN | 1,000 | 25,000 | 0.39% | ||
| 14 | ENVESTNET ASSET MANAGEMENT INC | 630 | 16,000 | 0.25% | ||
| 15 | MSI Financial Services Inc | 483 | 12,000 | 0.19% | ||
| 16 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 88 | 2,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
