| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HighTower Advisors, LLC | 52,572 | 1,338,000 | 27.87% | ||
| 2 | ASSETMARK, INC | 39,653 | 1,010,000 | 21.04% | ||
| 3 | ROYAL BANK OF CANADA | 35,046 | 892,000 | 18.58% | ||
| 4 | STRINGER ASSET MANAGEMENT, LLC | 25,091 | 639,000 | 13.31% | ||
| 5 | RAYMOND JAMES & ASSOCIATES | 13,978 | 356,000 | 7.42% | ||
| 6 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,653 | 169,000 | 3.52% | ||
| 7 | MORGAN STANLEY | 5,407 | 138,000 | 2.87% | ||
| 8 | AMERICAN INTERNATIONAL GROUP, INC. | 4,785 | 121,826 | 2.54% | ||
| 9 | Private Advisor Group, LLC | 2,302 | 59,000 | 1.23% | ||
| 10 | Invesco Ltd. | 1,023 | 26,000 | 0.54% | ||
| 11 | WELLS FARGO & COMPANY/MN | 1,000 | 25,000 | 0.52% | ||
| 12 | ENVESTNET ASSET MANAGEMENT INC | 602 | 15,000 | 0.31% | ||
| 13 | MSI Financial Services Inc | 480 | 12,000 | 0.25% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
