| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | STRINGER ASSET MANAGEMENT, LLC | 108,753 | 2,781,000 | 40.81% | ||
| 2 | HighTower Advisors, LLC | 42,864 | 1,096,000 | 16.08% | ||
| 3 | ASSETMARK, INC | 31,670 | 810,000 | 11.89% | ||
| 4 | ROYAL BANK OF CANADA | 21,483 | 549,000 | 8.06% | ||
| 5 | JANE STREET GROUP, LLC | 20,944 | 536,000 | 7.87% | ||
| 6 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 18,081 | 462,000 | 6.78% | ||
| 7 | Saba Capital Management, L.P. | 12,644 | 323,000 | 4.74% | ||
| 8 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,697 | 95,000 | 1.39% | ||
| 9 | MORGAN STANLEY | 3,069 | 78,000 | 1.14% | ||
| 10 | AMERICAN INTERNATIONAL GROUP, INC. | 1,300 | 33,241 | 0.49% | ||
| 11 | WELLS FARGO & COMPANY/MN | 1,000 | 26,000 | 0.38% | ||
| 12 | ENVESTNET ASSET MANAGEMENT INC | 506 | 13,000 | 0.19% | ||
| 13 | MSI Financial Services Inc | 477 | 12,000 | 0.18% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
