| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 17,416 | 877,000 | 60.68% | ||
| 2 | STRINGER ASSET MANAGEMENT, LLC | 9,430 | 475,000 | 32.87% | ||
| 3 | MSI Financial Services Inc | 1,313 | 66,000 | 4.57% | ||
| 4 | UBS Group AG | 215 | 11,000 | 0.76% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 139 | 7,000 | 0.48% | ||
| 6 | MANAGED ACCOUNT ADVISORS LLC | 101 | 5,000 | 0.35% | ||
| 7 | AMERICAN INTERNATIONAL GROUP, INC. | 63 | 3,171 | 0.22% | ||
| 8 | Tower Research Capital LLC (TRC) | 20 | 1,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
