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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 50 Institutional holders with a total value of $202,342,199.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,424,011 74,305,000 36.72%
2 LPL Financial LLC 326,414 17,055,000 8.43%
3 BANK OF AMERICA CORP /DE/ 228,968 11,947,000 5.90%
4 MARINER INDEPENDENT ADVISOR NETWORK, LLC 203,745 10,631,000 5.25%
5 ROYAL BANK OF CANADA 128,469 6,704,000 3.31%
6 Freedom Investment Management, Inc. 123,878 6,464,000 3.19%
7 Composition Wealth, LLC 97,924 5,110,000 2.53%
8 BB&T SECURITIES, LLC 88,315 4,628,000 2.29%
9 BEACON FINANCIAL GROUP 88,086 4,596,000 2.27%
10 First Allied Advisory Services, Inc. 86,153 4,495,000 2.22%
11 Janney Montgomery Scott LLC 85,937 4,484,000 2.22%
12 STIFEL FINANCIAL CORP 83,331 4,349,000 2.15%
13 Raymond James Financial Services Advisors, Inc. 68,883 3,594,000 1.78%
14 FLOW TRADERS U.S. LLC 67,676 3,531,000 1.75%
15 SSI INVESTMENT MANAGEMENT LLC 66,971 3,494,000 1.73%
16 IFC Holdings Incorporated/FL 64,587 3,373,000 1.67%
17 GENEOS WEALTH MANAGEMENT INC. 64,398 3,360,000 1.66%
18 MSI Financial Services Inc 60,725 3,169,000 1.57%
19 SNOWDEN CAPITAL ADVISORS LLC 57,018 2,975,199 1.47%
20 ADVISOR GROUP, INC. 48,031 2,506,000 1.24%
21 First Heartland Consultants, Inc. 46,841 2,444,000 1.21%
22 FIRST CAPITAL ADVISORS GROUP, LLC. 42,588 2,222,000 1.10%
23 BERGANKDV WEALTH MANAGEMENT, LLC 40,472 2,112,000 1.04%
24 Cambridge Investment Research Advisors, Inc. 29,943 1,562,000 0.77%
25 NATIONAL PLANNING CORP 23,415 1,223,000 0.60%
26 INVESTMENT CENTERS OF AMERICA INC 20,441 1,066,000 0.53%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 18,976 991,000 0.49%
28 RAYMOND JAMES & ASSOCIATES 18,402 960,000 0.47%
29 BENJAMIN F. EDWARDS & COMPANY, INC. 18,204 950,000 0.47%
30 Prospera Financial Services Inc 17,517 915,000 0.45%
31 SII INVESTMENTS INC/WI 16,227 849,000 0.42%
32 IFP ADVISORS, INC 15,291 798,000 0.39%
33 FIRST TRUST ADVISORS LP 12,013 627,000 0.31%
34 MERIDIAN WEALTH MANAGEMENT, LLC 10,400 543,000 0.27%
35 D.A. DAVIDSON & CO. 9,359 488,000 0.24%
36 Cetera Advisor Networks LLC 8,821 461,000 0.23%
37 Private Advisor Group, LLC 7,922 414,000 0.20%
38 Commonwealth Equity Services, Inc 7,555 394,000 0.19%
39 STEPHENS INC /AR/ 7,135 372,000 0.18%
40 Frontier Wealth Management LLC 6,966 363,000 0.18%
41 DAVENPORT & Co LLC 6,729 351,000 0.17%
42 HighTower Advisors, LLC 6,457 337,000 0.17%
43 WAYNE HUMMER INVESTMENTS L.L.C. 5,880 307,000 0.15%
44 Bluefin Trading, LLC 5,122 267,000 0.13%
45 Koshinski Asset Management, Inc. 4,499 235,000 0.12%
46 JPMORGAN CHASE & CO 2,294 120,000 0.06%
47 NEXT Financial Group, Inc 1,450 76,000 0.04%
48 Avior Wealth Management, LLC 1,430 75,000 0.04%
49 Baystate Wealth Management LLC 560 29,000 0.01%
50 AlphaMark Advisors, LLC 400 21,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.