Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 13 Institutional holders with a total value of $18,978,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Freedom Investment Management, Inc. 79,623 4,061,000 21.40%
2 BENJAMIN F. EDWARDS & COMPANY, INC. 72,256 3,685,000 19.42%
3 GENEOS WEALTH MANAGEMENT INC. 48,966 2,489,000 13.12%
4 LPL Financial LLC 43,696 2,232,000 11.76%
5 JANE STREET GROUP, LLC 43,387 2,213,000 11.66%
6 First Heartland Consultants, Inc. 38,316 1,954,000 10.30%
7 ENVESTNET ASSET MANAGEMENT INC 30,715 1,566,000 8.25%
8 MSI Financial Services Inc 7,268 371,000 1.95%
9 BANK OF AMERICA CORP /DE/ 4,941 252,000 1.33%
10 ROYAL BANK OF CANADA 1,323 67,000 0.35%
11 AMERICAN INTERNATIONAL GROUP, INC. 942 48,000 0.25%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 688 35,000 0.18%
13 Tower Research Capital LLC (TRC) 96 5,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.