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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 36 Institutional holders with a total value of $117,214,110.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 693,787 36,362,000 31.02%
2 BANK OF AMERICA CORP /DE/ 386,699 20,267,000 17.29%
3 LPL Financial LLC 134,054 7,043,000 6.01%
4 Freedom Investment Management, Inc. 100,613 5,273,000 4.50%
5 ROYAL BANK OF CANADA 89,259 4,678,000 3.99%
6 BB&T SECURITIES, LLC 88,315 4,628,000 3.95%
7 FLOW TRADERS U.S. LLC 76,953 4,035,000 3.44%
8 SNOWDEN CAPITAL ADVISORS LLC 68,863 3,609,110 3.08%
9 GENEOS WEALTH MANAGEMENT INC. 66,454 3,482,000 2.97%
10 BEACON FINANCIAL GROUP 61,745 3,238,000 2.76%
11 First Allied Advisory Services, Inc. 50,317 2,637,000 2.25%
12 First Heartland Consultants, Inc. 46,672 2,446,000 2.09%
13 Janney Montgomery Scott LLC 42,460 2,225,000 1.90%
14 Raymond James Financial Services Advisors, Inc. 41,131 2,156,000 1.84%
15 BERGANKDV WEALTH MANAGEMENT, LLC 32,058 1,680,000 1.43%
16 ENVESTNET ASSET MANAGEMENT INC 26,922 1,411,000 1.20%
17 MSI Financial Services Inc 25,887 1,357,000 1.16%
18 Composition Wealth, LLC 24,595 1,289,000 1.10%
19 Cambridge Investment Research Advisors, Inc. 21,722 1,138,000 0.97%
20 D.A. DAVIDSON & CO. 20,433 1,070,000 0.91%
21 MARINER INDEPENDENT ADVISOR NETWORK, LLC 15,269 800,000 0.68%
22 ADVISOR GROUP, INC. 15,024 787,000 0.67%
23 STIFEL FINANCIAL CORP 13,276 696,000 0.59%
24 Prospera Financial Services Inc 11,817 619,000 0.53%
25 NewEdge Advisors, LLC 10,600 556,000 0.47%
26 SII INVESTMENTS INC/WI 10,169 533,000 0.45%
27 Frontier Wealth Management LLC 9,413 493,000 0.42%
28 RAYMOND JAMES & ASSOCIATES 9,122 478,000 0.41%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 8,428 442,000 0.38%
30 IFP ADVISORS, INC 6,751 354,000 0.30%
31 INVESTMENT CENTERS OF AMERICA INC 6,498 340,000 0.29%
32 BENJAMIN F. EDWARDS & COMPANY, INC. 6,447 338,000 0.29%
33 Commonwealth Equity Services, Inc 5,861 307,000 0.26%
34 LVZ, Inc. 4,664 244,000 0.21%
35 IFC Holdings Incorporated/FL 3,823 201,000 0.17%
36 Tower Research Capital LLC (TRC) 31 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.