Dark
Light
System
Security
DYNEGY INC NEW DE CNV PFD
DYNEGY INC NEW DE CNV PFD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 20 Institutional holders with a total value of $280,879,308.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 960,752 60,518,000 21.55%
2 FMR LLC 853,472 52,873,000 18.82%
3 Allianz Asset Management GmbH 695,590 43,815,000 15.60%
4 PRUDENTIAL FINANCIAL INC 550,992 34,134,000 12.15%
5 BlackRock Fund Advisors 401,273 25,276,000 9.00%
6 Bank of New York Mellon Corp 330,366 20,811,000 7.41%
7 FEDERATED HERMES, INC. 299,651 18,563,000 6.61%
8 TD ASSET MANAGEMENT INC 204,100 12,909,000 4.60%
9 DEUTSCHE BANK AG\ 65,300 4,112,000 1.46%
10 Invesco Ltd. 62,000 3,905,000 1.39%
11 Clearbridge Investments, LLC 52,190 3,287,000 1.17%
12 MIZUHO SECURITIES USA LLC 9,770 602,000 0.21%
13 WELLS FARGO & COMPANY/MN 447 28,000 0.01%
14 MUFG Americas Holdings Corp 230 14,000 0.00%
15 UBS Group AG 183 12,000 0.00%
16 BELLWETHER INVESTMENT GROUP, LLC 150 9,000 0.00%
17 WOLVERINE TRADING LP /BD 53 3,308 0.00%
18 ROYAL BANK OF CANADA 40 3,000 0.00% PRN
19 MORGAN STANLEY 48 3,000 0.00%
20 Nuveen Asset Management, LLC 37,000 2,000 0.00% PRN

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.