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DYNEGY INC NEW DE CNV PFD
DYNEGY INC NEW DE CNV PFD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 24 Institutional holders with a total value of $191,304,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 950,250 48,149,000 25.17%
2 Allianz Asset Management GmbH 695,590 35,246,000 18.42%
3 FMR LLC 560,675 28,107,000 14.69%
4 BlackRock Fund Advisors 352,676 17,870,000 9.34%
5 CASPIAN CAPITAL LP 317,900 16,108,000 8.42%
6 FEDERATED HERMES, INC. 299,651 15,022,000 7.85%
7 JENNISON ASSOCIATES LLC 150,165 7,609,000 3.98%
8 PRUDENTIAL FINANCIAL INC 139,877 7,012,000 3.67%
9 Bank of New York Mellon Corp 113,257 5,739,000 3.00%
10 PUTNAM INVESTMENTS LLC 69,365 3,477,000 1.82%
11 Clearbridge Investments, LLC 52,800 2,675,000 1.40%
12 MORGAN STANLEY 40,048 2,002,000 1.05%
13 SG Americas Securities, LLC 19,000 963,000 0.50%
14 BARCLAYS PLC 5,454 273,000 0.14%
15 DEUTSCHE BANK AG\ 4,500 228,000 0.12%
16 TD ASSET MANAGEMENT INC 4,500 226,000 0.12%
17 EQUITEC SPECIALISTS, LLC 3,594 182,000 0.10%
18 BANK OF AMERICA CORP /DE/ 3,299 167,000 0.09%
19 WOLVERINE ASSET MANAGEMENT LLC 2,451 124,000 0.06%
20 NOMURA HOLDINGS INC 1,340 67,000 0.04%
21 SEI INVESTMENTS CO 630 32,000 0.02%
22 CITIGROUP INC 298 15,000 0.01%
23 Nuveen Asset Management, LLC 110,642 6,000 0.00% PRN
24 UBS Group AG 81 5,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.