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DYNEGY INC NEW DE CNV PFD
DYNEGY INC NEW DE CNV PFD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 20 Institutional holders with a total value of $226,341,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 950,250 50,905,000 22.49%
2 FMR LLC 934,375 49,989,000 22.09%
3 Allianz Asset Management GmbH 695,590 37,263,000 16.46%
4 PRUDENTIAL FINANCIAL INC 472,287 25,267,000 11.16%
5 Bank of New York Mellon Corp 332,592 17,817,000 7.87%
6 FEDERATED HERMES, INC. 299,651 16,031,000 7.08%
7 TD ASSET MANAGEMENT INC 204,100 10,919,000 4.82%
8 Invesco Ltd. 122,000 6,536,000 2.89%
9 DEUTSCHE BANK AG\ 65,000 3,482,000 1.54%
10 PUTNAM INVESTMENTS LLC 61,718 3,302,000 1.46%
11 Clearbridge Investments, LLC 52,190 2,796,000 1.24%
12 MORGAN STANLEY 13,628 730,000 0.32%
13 WELLS FARGO & COMPANY/MN 10,575 567,000 0.25%
14 MILLENNIUM MANAGEMENT LLC 6,754 361,000 0.16%
15 BANK OF AMERICA CORP /DE/ 5,083 272,000 0.12%
16 BARCLAYS PLC 1,685 89,000 0.04%
17 CITIGROUP INC 119 6,000 0.00%
18 UBS Group AG 81 5,000 0.00%
19 ROYAL BANK OF CANADA 40 2,000 0.00%
20 Nuveen Asset Management, LLC 34,000 2,000 0.00% PRN

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.