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DYNEGY INC NEW DE CNV PFD
DYNEGY INC NEW DE CNV PFD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 22 Institutional holders with a total value of $324,604,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Allianz Asset Management GmbH 1,044,150 83,824,000 25.82%
2 MASSACHUSETTS FINANCIAL SERVICES CO /MA/ 929,650 74,632,000 22.99%
3 FMR LLC 458,900 35,849,000 11.04%
4 CASPIAN CAPITAL LP 338,900 27,207,000 8.38%
5 BlackRock Fund Advisors 334,052 26,818,000 8.26%
6 FEDERATED HERMES, INC. 299,651 23,409,000 7.21%
7 JENNISON ASSOCIATES LLC 245,751 19,729,000 6.08%
8 Bank of New York Mellon Corp 156,820 12,589,000 3.88%
9 Invesco Ltd. 98,828 7,934,000 2.44%
10 PUTNAM INVESTMENTS LLC 68,103 5,320,000 1.64%
11 Clearbridge Investments, LLC 31,800 2,553,000 0.79%
12 CREDIT SUISSE AG/ 23,500 1,887,000 0.58%
13 Nicholas Investment Partners, LP 22,285 1,789,000 0.55%
14 TD ASSET MANAGEMENT INC 5,000 391,000 0.12%
15 WELLINGTON MANAGEMENT GROUP LLP 3,700 289,000 0.09%
16 BANK OF AMERICA CORP /DE/ 3,462 278,000 0.09%
17 SEI INVESTMENTS CO 630 49,000 0.02%
18 UBS Group AG 422 34,000 0.01%
19 BARCLAYS PLC 171 14,000 0.00%
20 Nuveen Asset Management, LLC 92,893 7,000 0.00% PRN
21 CITIGROUP INC 9 1,000 0.00%
22 MORGAN STANLEY 10 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.