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Institutional Investment Manager
VIVO CAPITAL, LLC
VIVO CAPITAL, LLC (CIK: 0001674712). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 24 holdings with a total value of $398,682,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 ACLARIS THERAPEUTICS INC COM 4,191,397 79,427,000 19.92%
2 SAGENT PHARMACEUTICALS INC 6,499,737 79,102,000 19.84%
3 Biotie Therapies Corp. 1,220,234 32,544,000 8.16%
4 Nabriva Therapeutics AG 3,151,700 28,239,000 7.08%
5 EIGER BIOPHARMACEUTICALS INC 1,599,592 26,825,000 6.73%
6 Ascendis Pharma 1,419,332 26,329,000 6.60%
7 CODEXIS INC 5,573,319 17,333,000 4.35%
8 ProNAi Therapeutics, Inc. 2,438,270 16,434,000 4.12%
9 ADVANCED ACCELERATOR APPLIC 455,798 15,962,000 4.00%
10 Agile Therapeutics, Inc. 2,019,955 12,544,000 3.15%
11 REGENXBIO INC COM 990,449 10,697,000 2.68%
12 TREVENA INC 1,200,000 9,924,000 2.49%
13 Capnia, Inc. 7,466,352 8,885,000 2.23%
14 KITE PHARMA INCORPORATED 193,193 8,869,000 2.22%
15 AKARI THERAPEUTICS PLC 527,842 7,390,000 1.85%
16 DYNAVAX TECHNOLOGIES CORP 357,755 6,883,000 1.73%
17 MEI PHARMA INC 2,767,718 3,487,000 0.87%
18 Carbylan Therapeutics Inc. 4,204,562 2,691,000 0.67%
19 CHEMOCENTRYX INC 887,906 2,211,000 0.55%
20 REVANCE THERAPEUTICS INC COM 77,373 1,886,000 0.47%
21 OCERA THERAPEUTICS INC 153,331 451,000 0.11%
22 Zosano Pharma Corp 98,515 227,000 0.06%
23 Capnia, Inc. 932,910 215,000 0.05%
24 PALATIN TECHNOLOGIES INC COM 234,909 127,000 0.03%

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001214659-16-011605, filed 2016.05.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.